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Whistleblower Claims She Was Fired For Raising Red Flags About Brokerdealers Alternative Investments - Latest News


Whistleblower claims she was fired for raising red flags about broker-dealer's alternative investments

A former compliance executive for a broker-dealer has filed a whistleblower lawsuit against the firm, Purshe Kaplan Sterling Investments Inc., alleging she was fired days after ... she raised red flag... read more

The Real Wells Fargo Scam Is a Reckless "Do Whatever It Takes" Culture No One Stopped

"The 1% that did it wrong, who we fired, terminated ... But managers obsessed with making their own sales quotas were reluctant to flag misbehavior. Wells Fargo even had a "whistleblower" hotline avai... read more

A Blacklisted Film and the New Cold War

In the film, the “lawyer” claim is also disputed by a female co-worker who knew Magnitsky well. “He wasn’t a lawyer,” she said. In other words ... with authorities was as a suspect, not a whistleblowe... read more

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Pushback builds against Rite Aid-Albertsons deal

Some shareholders at Rite Aid (NYSE:RAD) are gathering support to vote against the merger with Albertsons (NYSE:ABS), according to The Wall Street Journal. The group thinks the deal is lopsided in the ... read more


UPDATED: Cat Food Commission To Release Its Recommendations!

How sad for anyone, anywhere in this country. My daughter won a museum trip to DC when she was in tenth grade in Texas. The local electric co-ops hold an essay contest each year, and the winners get t... read more

Uganda: 'Letting the Big Fish Swim' - Failures to Prosecute High-Level Corruption in Uganda

As a result of the OPM scandal and claims that the money was funneled into private accounts ... A coalition of civil society groups known as the Black Monday Movement began raising grassroots awarenes... read more

House Financial Services Subcommittee on Capital Markets, and Investments Hearing

Drawing on input from inside and outside the organization, FINRA360 has already resulted in new investments ... raising process supports both large and small businesses, creates jobs, strengthens the ... read more

Introducing the iReport Debate

Starting today, we invite you to share your number-one issue and spell out exactly why it’s got you fired up to cast your vote. Put yourself on video to explain your issue, or write it out in text. Th... read more

How Russia-gate Met the Magnitsky Myth

Nekrasov discovered that a woman working in Browder’s company was the actual whistleblower and that Magnitsky – rather ... on a money-laundering charge, she was dealing with U.S. prosecutors in New Yo... read more

Labor prepares for a last chance budget

Tuesday's budget will need to be a real show stopper to reverse Labor's fortunes and give it any hope in September. But so far it's losing the battle for "the vibe", writes Barrie Cassidy. If the Gill... read more

What the hell did you WANT him to say?

Invests $190 billion in new clean energy technologies and energy efficiency, including energy efficiency and renewable energy ($90 billion in new investments by 2025 ... Some have suggested raising ef... read more



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