Us Commodity Futures Trading Commission And The Securities And Exchange Commission Approve New Arrangements To Harmonize Title Vii Rulemakings | Latest News RSS feed

Us Commodity Futures Trading Commission And The Securities And Exchange Commission Approve New Arrangements To Harmonize Title Vii Rulemakings - Latest News


US Commodity Futures Trading Commission and the Securities and Exchange Commission Approve New Arrangements to Harmonize Title VII Rulemakings

DISCLAIMER: Because of the generality of this update, the information provided herein may not be applicable in all situations and should not be acted upon without specific legal advice based on ... read more

The SEC’s Evolving Asset Management Agenda

On April 18, the commission voted to approve a package of three proposals: (a) Regulation Best Interest (proposing a new “best interest” standard for broker-dealers who provide securities ... rules ... read more

FinCEN to Hold Public Hearings on Proposal to Require Banks and Other Financial Institutions to Establish Customer Due Diligence Programs

The rules specify that the following are Title VII Instruments: foreign exchange swaps and forwards, certain foreign currency options, commodity options ... as well as futures commission merchants ... read more

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Teucrium Sugar Fund (CANE)

NEITHER THE SECURITIES AND EXCHANGE COMMISSION (“SEC ... YOU SHOULD ALSO BE AWARE THAT THIS COMMODITY POOL MAY TRADE FOREIGN FUTURES OR OPTIONS CONTRACTS. TRANSACTIONS ON MARKETS LOCATED OUTSIDE THE ... read more


Joint Report to Congress: Economic Growth and Regulatory Paperwork Reduction Act

The text of this report, entitled "Joint Report to Congress, March 2017, Economic Growth and Regulatory Paperwork Reduction Act ," is set forth below and as published herein fulfills the EGRPRA ... read more

Financial Regulatory Developments Focus - July 2018

This Privacy Policy describes how JD Supra, LLC ("JD Supra" or "we," "us," or "our") collects, uses and shares personal data collected from visitors to our website (located at www.jdsupra.com) (our ... read more

FS KKR Capital Corp (FSK)

Indicate by check mark if the registrant is a well-known seasoned issuer, as defined in Rule 405 of the Securities ... complying with any new or revised financial accounting standards provided ... read more

Senate Banking, Housing and Urban Affairs Committee Hearing

A new, more rigorous definition of capital ... and their boards of directors must identify, and approve, the incentive-based compensation arrangements for material risk takers. The comment period on ... read more



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