Us Commodity Futures Trading Commission And The Securities And Exchange Commission Approve New Arrangements To Harmonize Title Vii Rulemakings | Latest News RSS feed

Us Commodity Futures Trading Commission And The Securities And Exchange Commission Approve New Arrangements To Harmonize Title Vii Rulemakings - Latest News


Application of "Security-Based Swap Dealer" and "Major Security-Based Swap Participant" Definitions to Cross-Border Security-Based Swap Activities

These rules and guidance in large part focus on the application of the Title VII definitions of "security-based swap dealer" and "major ... Division of Trading and Markets, Securities and Exchange Com... read more

Enterprise Products Partners L.P (EPD)

Indicate by check mark if the registrant is a well-known seasoned issuer, as defined in Rule 405 of the Securities ... complying with any new or revised financial accounting standards provided pursuan... read more

Listing Standards for Recovery of Erroneously Awarded Compensation

We are proposing a new rule, and rule and form ... [12] which added Section 10D to the Securities Exchange Act of 1934 (the “Exchange Act”). Specifically, Section 10D(a) of the Exchange Act requires t... read more

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Investment of Customer Funds and Funds Held in an Account for Foreign Futures and Foreign Options Transactions

SUMMARY: The Commodity Futures Trading ... subject to Commission Regulation 30.7 (Regulation 30.7, and funds subject thereto, 30.7 funds). Certain amendments reflect the implementation of new statutor... read more


Whiting Petroleum Corporation (WLL)

or until this registration statement shall become effective on such date as the Securities and Exchange Commission, acting pursuant to said Section 8(a), may determine. read more



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