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Update 1capital Rules Exacerbating Clearing House Risks Cftc Commissioner - Latest News

UPDATE 1-Capital rules 'exacerbating' clearing house risks -CFTC commissioner

* Punitive capital charge seen firms pull out of clearing business * Speech come days after Cohn warned of "major risk" from clearers * CFTC should have power to wind down troubled clearers -Quintenz ... read more

Digital Innovation, Generational Shifts, And The Transformation Of Financial Services

While the U.S. Securities and Exchange Commission (SEC) and the U.S. Commodity Futures Trading Commission ... 1992). Rules can be expensive to write and difficult to update. read more

Massive Institutional Gold Market Change

By: Trace Mayer, J.D. There is a massive change in the institutional gold market ... party risk which may later prove lethal to one’s financial condition. And as Norman R. Nelson, Executive Vice Presi... read more

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GP Strategies Corporation (GPX)

THIS FIFTH AMENDED AND RESTATED FINANCING AND SECURITY AGREEMENT (this “Agreement”) is made as of December 15, 2016, by and between GP STRATEGIES CORPORATION ... regulation or order of the Commodity F... read more

Form 485BPOS Stone Harbor Investment

The Securities and Exchange Commission (“SEC”) and the Commodity Futures Trading Commission (“CFTC”) have not approved or disapproved these securities or determined whether this Prospectus is accurate ... read more

SEC Proposes Rules under Whistleblower Provisions of Dodd-Frank Act

Section 21F also gives the SEC the authority to adopt rules that implement Section 21F; the proposed rules are an exercise of that authority. (Section 748 of the Dodd-Frank Act created a similar whist... read more

ARMOUR RESIDENTIAL REIT, INC. – 10-Q – Management’s Discussion and Analysis of Financial Condition and Results of Operations

Certain notable rules are, among other things ... All forward-looking statements may be impacted by a number of risks and uncertainties, including statements regarding the following subjects: · our bu... read more

MetLife, Inc. (MET)

Securities registered pursuant to Section 12(g) of the Act: Fixed-to-Floating Rate Non-Cumulative Preferred Stock, Series C, par value $0.01 Indicate by check mark if the registrant is a well-known se... read more

BMO Financial Group Reports Net Income of $1.1 Billion for the First Quarter of 2014

Bank of Montreal's management, under the supervision of the CEO and CFO, has evaluated the effectiveness, as at January 31, 2014, of Bank of Montreal's disclosure controls and procedures (as defined i... read more

UPDATE 1-Capital rules 'exacerbating' clearing house risks -CFTC commissioner

WASHINGTON, Oct 17 (Reuters) - Bank capital rules are concentrating risk inside the clearing system and making clearing houses increasingly systemically important, the U.S. Commodity Futures Trading C... read more


* Applies only to certain redemptions of shares bought with no initial sales charge. ** This charge is phased out over six years. *** This charge is eliminated after one year. † Management fees are su... read more

Amendment to Securities Transaction Settlement Cycle

SUMMARY: The Securities and Exchange Commission ("Commission") proposes to amend Rule ... The proposed amendment is designed to reduce a number of risks, including credit risk, market risk, and liquid... read more

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