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Senior Managers Amp; Certification Regime: The Fca Publishes Nearfinal Rules For Fca Soloregulated Firms - Latest News


Senior Managers & Certification Regime: The FCA Publishes Near-Final Rules For FCA Solo-Regulated Firms

The near-final rules and guidance contained in these Policy Statements do not differ significantly from those published in the draft consultation papers (CP 17/25 and CP 17/40 for FCA solo-regulated f... read more

SMCR: FCA Proposes Guidance on the Statement of Responsibilities

ahead of the extension of the Senior Managers and Certification Regime (SMCR) to all FCA solo-regulated firms from December 2019. The FCA also published a consultation paper on 20 September 2018 on th... read more

Financial services regulation round-up - October 2018

On 11 October 2018, the FCA published draft guidance, GC18/4: Senior Managers and Certification Regime – Proposed guidance on statements of responsibilities and responsibilities maps for FCA firms ... ... read more

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The Extension Of The Senior Managers And Certification Regime To All FCA Regulated Firms

A modified version of the regime (the Senior Insurance Managers ... on how the rules will apply. As a result, some changes have been made to the original proposals and a substantial Guide for FCA solo ... read more



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