Senior Managers Amp; Certification Regime: The Fca Publishes Nearfinal Rules For Fca Soloregulated Firms | Latest News RSS feed

Senior Managers Amp; Certification Regime: The Fca Publishes Nearfinal Rules For Fca Soloregulated Firms - Latest News


Senior Managers & Certification Regime: The FCA Publishes Near-Final Rules For FCA Solo-Regulated Firms

The near-final rules and guidance contained in these Policy Statements do not differ significantly from those published in the draft consultation papers (CP 17/25 and CP 17/40 for FCA solo-regulated f... read more

SMCR Extension: FCA Publishes ‘Near Final’ Rules, Sets Implementation Date

... Regulation Authority published policy statements on 4 July on the extended Senior Managers and Certification Regime, setting out near final rules for solo-regulated firms and final rules for insur... read more

The Extension Of The Senior Managers And Certification Regime To All FCA Regulated Firms

A modified version of the regime (the Senior Insurance Managers ... on how the rules will apply. As a result, some changes have been made to the original proposals and a substantial Guide for FCA solo ... read more



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