Senior Managers Amp; Certification Regime: The Fca Publishes Nearfinal Rules For Fca Soloregulated Firms | Latest News RSS feed

Senior Managers Amp; Certification Regime: The Fca Publishes Nearfinal Rules For Fca Soloregulated Firms - Latest News


Senior Managers & Certification Regime: The FCA Publishes Near-Final Rules For FCA Solo-Regulated Firms

The near-final rules and guidance contained in these Policy Statements do not differ significantly from those published in the draft consultation papers (CP 17/25 and CP 17/40 for FCA solo-regulated f... read more

The Extension Of The Senior Manager And Certification Regime To All FCA Regulated Firms

The three main elements that we expected from the roll out to the banking firms remain, and are called the "core regime": (a) The senior managers regime. The most senior people in a firm will be appro... read more



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