Senior Managers Amp; Certification Regime: The Fca Publishes Nearfinal Rules For Fca Soloregulated Firms | Latest News RSS feed

Senior Managers Amp; Certification Regime: The Fca Publishes Nearfinal Rules For Fca Soloregulated Firms - Latest News


Senior Managers & Certification Regime: The FCA Publishes Near-Final Rules For FCA Solo-Regulated Firms

The near-final rules and guidance contained in these Policy Statements do not differ significantly from those published in the draft consultation papers (CP 17/25 and CP 17/40 for FCA solo-regulated f... read more

Senior Managers and Certification Regime: Major changes on the horizon

From 9 December 2019, all FCA solo regulated firms, as well as EEA and third country branches will be subject to the Senior Managers and Certification Regime (“SMCR ... The FCA’s near final rules on t... read more

The latest on the Senior Managers & Certification Regime - CP19/4

FCA made ‘near-final’ rules on ... of the Certification Regime to systems and controls roles along with several more minor proposed amendments to the SM&CR (including changes to align the SM&CR regime ... read more

Looking for another news?


The Extension Of The Senior Managers And Certification Regime To All FCA Regulated Firms

A modified version of the regime (the Senior Insurance Managers ... on how the rules will apply. As a result, some changes have been made to the original proposals and a substantial Guide for FCA solo ... read more


Financial services regulation round-up - January 2019

FCA Consultation Paper CP19/4 - Optimising the SMCR and feedback to DP16/4 The FCA has published a Consultation Paper (CP19/4) entitled ‘Optimising the Senior Managers & Certification Regime ... near- ... read more



FeedsRSS Created by. Full RSS Feed | Privacy Policy | Contact Us