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SEC Releases FY 2018 Whistleblower Program Annual Report

On November 15, 2018, the U.S. Securities and Exchange Commission (“SEC”) published its statutorily mandated fiscal year report to Congress covering the agency’s whistleblower program. The report, ... read more

SEC's Whistleblower Program Hits Its Stride In 2018

Law360 (November 19, 2018, 8:02 PM EST) -- The momentum behind the U.S. Securities and Exchange ... during the past seven years of the program, according to its 2018 Annual Whistleblower Report to ... read more

Whistle While You Work: SEC Whistleblower Office Releases Its 2016 Annual Report

The SEC released its Fiscal Year 2016 Annual Report (the “Report”) to Congress on the Dodd-Frank Whistleblower Program on November 15 ... Breakdown of Tips Received in FY 2016 The OWB reported a ... read more

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SEC Whistleblower Office Sees Jump in Tips in 2018

The Securities ... Whistleblower told Congress on Thursday that it received 5,282 tips in 2018, an 18% jump from tips received in FY 2017, and the highest increase — nearly 76% percent — since the ... read more

CFTC Whistleblower Program Off to a Slow Start

Prior to FY 2018, the CFTC issued four awards totaling approximately $11 million.” According to the CFTC Whistleblower Office annual report the CFTC did ... Adopted New Rules to Strengthen CFTC ... read more

SEC enforcement priorities for 2019

“Specifically, the RSTF undertook several lead-generation initiatives built on the use of data analytics,” the SEC’s annual report ... Initiative in FY 2018. The Initiative is a voluntary program for ... read more

SEC adopts, proposes several new rules

SEC rules have for years required companies to provide XBRL data as an exhibit in their filings, including annual and quarterly reports ... news release. The SEC voted to propose the first amendments ... read more

Former SEC Commissioner Stein says she’s proud of modernization effort, frustrated by lack of Dodd-Frank progress

MarketWatch: The SEC itself has said that the whistleblower program is more successful than ever before. In its most recent annual report for the program the program’s chief writes, “In FY 2018 alone, ... read more

Grupo Aeroportuario del Pacífico Announces Filing of 2018 Annual Report and Form 20-F

(“the Company” or “GAP”) today announced the filing of its annual report, corresponding to the year ended December 31, 2018, with the Mexican Stock Exchange (“BMV”) as well as on Form 20-F with the ... read more

SEC Has Been Busy In FY 2019

From October 2018 through ... agency’s exam program, which historically has been an important source of enforcement matters for the SEC’s regional offices. As we pointed out at the end of FY 2018,[15] ... read more

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