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U.S. SEC and CFTC Fiscal Year 2018 Whistleblower Reports Chart Dramatic Escalation of Whistleblower Programs

The U.S. Securities and Exchange Commission (SEC) and Commodity Futures Trading Commission(CFTC) Offices of the Whistleblower have issued their Fiscal Year (FY) 2018 Annual Reports ... The SEC report ... read more

SEC's Whistleblower Program Hits Its Stride In 2018

Law360 (November 19, 2018, 8:02 PM EST) -- The momentum behind the U.S. Securities and Exchange ... during the past seven years of the program, according to its 2018 Annual Whistleblower Report to Con... read more

SEC Enforcement Division Issues Annual Report: Increase in Enforcement Actions and Focus on Main Street and Cyber-Related Fraud

released its annual report discussing enforcement-related actions and key initiatives (the Report). 1 Notably, the Report — which covered the fiscal year ended September 30, 2018 (FY 2018) — highlight... read more

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Avid Bioservices Reports Financial Results for Second Quarter Fiscal 2019 and Recent Developments

The decline in the second quarter of FY ... the Securities and Exchange Commission including, but not limited to, our annual report on Form 10-K for the fiscal year ended April 30, 2018 ... read more


SEC Releases FY 2018 Whistleblower Program Annual Report

On November 15, 2018, the U.S. Securities and Exchange Commission (“SEC”) published its statutorily mandated fiscal year report to Congress covering the agency’s whistleblower program. The report, whi... read more

Report of Foreign Issuer (6-k)

Guadalajara, Jalisco, Mexico, December 4, 2018 - Grupo Aeroportuario ... Mercado de Valores”, GAP has implemented a “whistleblower” program, which allows complainants to anonymously and confidentially ... read more

Top 10 Whistleblowing And Retaliation Events Of 2018

6, 2018, the SEC awarded more than $54 million to two whistleblowers, including $39 million to one whistleblower and $15 million to another. On Nov. 15, 2018, the SEC submitted its 2018 annual report ... read more

Bernie Madoff and the coming stock market apocalypse

At Mr. Markopolos’s urging, the Securities and Exchange Commission created a cash-for-tips program, designed to encourage reports of financial wrongdoing ... according to an annual survey released Sun... read more

Science Applications International Corporation (SAIC) CEO Tony Moraco on Q3 2019 Results - Earnings Call Transcript

This afternoon, we issued our earnings release ... I refer you to our SEC filings for a discussion of these risks, including the Risk Factors section of our annual report on Form 10-K and ... read more

The Children’s Place Reports Third Quarter 2018 Results

Capital Return Program ... the Securities and Exchange Commission, including in the “Risk Factors” section of its annual report on Form 10-K for the fiscal year ended February 3, 2018. read more

Advisers Fall Short on Referral Arrangements, Mutual Fund Exams Planned, Updates to Annual and FOCUS Reports Finalized: ...

Contributed by Jaqueline Hummel, Partner and Managing Director SEC Enforcement Division Issues Report on FY 2018 Results ... discussed in the Risk Alert as part of the firm’s annual compliance program ... read more

SecureWorks (SCWX) CEO Michael Cote on Q3 2019 Results - Earnings Call Transcript

This morning, SecureWorks issued a press release ... s annual report on Form 10-K for the year ended February 2, 2018 which is available on our Investor Relations website and on the Securities ... read more



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