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Sec Proposes Amendments To The Whistleblower Program - Latest News

SEC Proposes Whistleblower Rule Amendments

“Whistleblowers have made significant contributions to the SEC’s enforcement efforts ... flexibility regarding the forms used in connection with the whistleblower program. Proposed amendment to Exchan... read more

Order Awarding $54 Million to Two SEC Whistleblowers Provides Three Lessons for Whistleblowers

To Qualify for an Award from a Related Action, the Whistleblower Must Demonstrate that They Provided the Information to the Agency Under the SEC Whistleblower Program ... that the SEC took in its rece... read more

SEC Proposal to Limit Big Whistleblower Awards Draws Criticism

A proposal ... whistleblower program was condemned by commenters who said the agency is turning its back on the tipsters who expose financial crimes. The comment period for the proposal, which was ann... read more

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Group Blasts SEC's Proposed Whistleblower Changes

A major whistleblower advocacy ... of Commerce” sent to the SEC between Jan. 2, 2017, and June 29, 2018, according to the center. The group has expressed concern that part of the proposed language for ... read more

Madoff Tipster Has Some Big Concerns About SEC's Whistleblower Proposal

Markopolos had recommended such a program, one that has generated tens of millions of dollars in award bounty for tipsters. A decade later, Markopolos now worries that proposed changes to the SEC’s wh... read more

Proposed changes to SEC whistleblower rules get criticism

Rule changes proposed by the Securities and Exchange Commission to its whistleblower program are anti-whistleblower and largely reflect views of the US Chamber of Commerce, the National Whistleblower ... read more

SEC Powerhouse Richard Levine Joins Labaton Sucharow

In addition to serving as a senior member of the team that drafted the proposed legislation and implementing rules for the SEC Whistleblower Program, for 20 years he led the legal team in the Office o... read more

Whistleblower Advocacy Group Requests SEC Extend Public Comment Period on Controversial Changes to Whistleblower Program

to extend the public comment period for proposed changes to the SEC Whistleblower Program. The request is based on the failure of the SEC to produce 15,877 emails and other documents it identified in ... read more

SEC Proposes Rules under Whistleblower Provisions of Dodd-Frank Act

Section 21F also gives the SEC the authority to adopt rules that implement Section 21F; the proposed rules are an exercise of that authority. (Section 748 of the Dodd-Frank Act created a similar whist... read more

SEC Issues Two Whistleblower Awards, Handing Out $54 Million

The seal of the U.S. Securities and Exchange Commission hangs on the wall at SEC headquarters in Washington. Photo: Reuters The Securities and Exchange Commission said Thursday it issued two whistlebl... read more

Financial Stability Oversight Council Proposes Money Market Fund Reform Options for Public Comment

At a meeting held on November 13, 2012, the Financial Stability Oversight Council ("FSOC") approved proposed recommendations ... solicit investment banking business." In the SEC release approving the ... read more

SEC Proposes Rules For Whistleblower Program

with critics and supporters acknowledging that the program created the Dodd-Frank Act has the potential to fundamentally change the enforcement landscape. Corruption Currents has dogeared some of the ... read more

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