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Sec Proposes Amendments To The Whistleblower Program - Latest News

SEC Wants the Power to Limit the Size of Whistleblower Awards

The SEC voted 3-2 to propose the amendments, with two Democratic commissioners ... “The proposed rules are intended to help strengthen the whistleblower program by bolstering the Commission’s ability ... read more

Compliance Hot Spots: SEC's Ex-Whistleblower Chief Raises Concerns | A 'Never Trump' Saga | Trends in DPAs | Who Got the Work

McKessy, now a partner at the whistleblower firm Phillips & Cohen, fears the SEC is taking it in that direction. Sean McKessy McKessy has emerged as a vocal critic of proposed changes to the program t... read more

SEC Proposes Rules For Whistleblower Program

with critics and supporters acknowledging that the program created the Dodd-Frank Act has the potential to fundamentally change the enforcement landscape. Corruption Currents has dogeared some of the ... read more

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SEC Narrowly Approves Final Rules for Whistleblower Program in Face of Industry Pressure

In last year’s Dodd-Frank financial reform legislation, Congress made vast improvements to the SEC’s whistleblower reward program, offering awards for ... Chamber of Commerce and other industry groups ... read more

A course correction for IRS whistleblower program

As State Senator, he authored amendments to New York’s False Claims Act enabling whistleblowers to come forward more effectively about tax law violations. In crafting new whistleblower rules, the Inte... read more

OSC proposes paying up to $1.5 million to whistleblowers to root out serious misconduct

The OSC’s proposal, which would require legislative amendments to the Securities Act ... Tom Atkinson, director of enforcement at the OSC, said the SEC has demonstrated an incentive-backed whistleblow... read more

SEC Proposes Rules under Whistleblower Provisions of Dodd-Frank Act

Section 21F also gives the SEC the authority to adopt rules that implement Section 21F; the proposed rules are an exercise of that authority. (Section 748 of the Dodd-Frank Act created a similar whist... read more

SGA meeting includes adjustment to constitution, addition of need-based program

McDaniel said the program's availability is limited ... Femia said he spoke with SEC schools that operate under this SGA model for their input in crafting the amendment. Under the proposal, the vice p... read more

Financier Worldwide: Effective whistleblower protection

“The introduction of whistleblower programmes like the US Securities and Exchange Commission’s (SEC’s), in which whistleblowers ... In December 2018, the Treasury Laws Amendment (Enhancing Whistleblow... read more

SEC adopts, proposes several new rules

The Securities and Exchange Commission has voted to adopt and propose several rules, including changes to the whistleblower program and a requirement to use Inline eXtensible Business Reporting Langua... read more

SEC tackles rules on ETFs, smaller companies, whistleblowers, some open-end funds

Here's a summary: Adopts amendments that expands the scope of smaller ... to provide scaled disclosures as compared with the prior threshold of $75M. Proposes changes to whistleblower rule, which woul... read more

Financial Stability Oversight Council Proposes Money Market Fund Reform Options for Public Comment

At a meeting held on November 13, 2012, the Financial Stability Oversight Council ("FSOC") approved proposed recommendations ... solicit investment banking business." In the SEC release approving the ... read more

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