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Sec Proposes Amendments To The Whistleblower Program - Latest News


SEC Wants the Power to Limit the Size of Whistleblower Awards

The SEC voted 3-2 to propose the amendments, with two Democratic commissioners ... “The proposed rules are intended to help strengthen the whistleblower program by bolstering the Commission’s ability ... read more

SEC Whistleblower Office Sees Jump in Tips in 2018

The SEC is mulling comments that came in regarding changes the agency proposed to its whistleblower program. The comment period ended in mid-September. read more

A Review Of Recent Whistleblower Developments - July 2017

Though the Financial CHOICE Act stands to limit those eligible for awards under the current whistleblower program, the changes would be minimal. One of the legislation's proposed ... under the SEC's w... read more

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A course correction for IRS whistleblower program

As State Senator, he authored amendments to New York’s False Claims Act enabling whistleblowers to come forward more effectively about tax law violations. In crafting new whistleblower rules, the Inte... read more


SEC Proposes Rules For Whistleblower Program

with critics and supporters acknowledging that the program created the Dodd-Frank Act has the potential to fundamentally change the enforcement landscape. Corruption Currents has dogeared some of the ... read more

OSC proposes paying up to $1.5 million to whistleblowers to root out serious misconduct

The OSC’s proposal, which would require legislative amendments to the Securities Act ... Tom Atkinson, director of enforcement at the OSC, said the SEC has demonstrated an incentive-backed whistleblow... read more

Proposed changes to SEC whistleblower rules get criticism

Rule changes proposed by the Securities and Exchange Commission to its whistleblower program are anti-whistleblower and largely reflect views of the US Chamber of Commerce, the National Whistleblower ... read more

House Panel Passes Grimm Legislation Gutting Financial Whistleblower Programs

She also reported that the program is “providing significant benefits to the SEC, both in ... did approve another amendment introduced by Ranking Member Waters that would expand the scope of a propose... read more

Fiduciary duties can constrain rights of preferred stockholders • CFTC adopts amendments to whistleblower program • 1031 Exchanges

The final rule adopts amendments that were proposed in August 2016, with a few minor changes in response to public comments. The amendments more closely align the CFTC’s whistleblower program with the ... read more

SEC Proposes Rules under Whistleblower Provisions of Dodd-Frank Act

Section 21F also gives the SEC the authority to adopt rules that implement Section 21F; the proposed rules are an exercise of that authority. (Section 748 of the Dodd-Frank Act created a similar whist... read more

SEC tackles rules on ETFs, smaller companies, whistleblowers, some open-end funds

Here's a summary: Adopts amendments that expands the scope of smaller ... to provide scaled disclosures as compared with the prior threshold of $75M. Proposes changes to whistleblower rule, which woul... read more

SEC Issues Two Whistleblower Awards, Handing Out $54 Million

The seal of the U.S. Securities and Exchange Commission hangs on the wall at SEC headquarters in Washington. Photo: Reuters The Securities and Exchange Commission said Thursday it issued two whistlebl... read more



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