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Sec Grants Award To Latereporting Tipster - Latest News


SEC Grants Award to Late-Reporting Tipster

The seal of the U.S. Securities and Exchange Commission hangs on the wall at SEC headquarters in Washington. Photo: Reuters The Securities and Exchange Commission on Friday issued a $1.5 million award ... read more

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SBA Awards Grants to Economic ‘Clusters’

Here are some tips on how to pitch to the big guys ... "You can find statistics, news stories, SEC filings, 10K forms — it's just much easier to research this type of customer." Impress a prospect ... read more

Payouts, Protections Needed To Lure Antitrust Tipsters

The Securities and Exchange Commission routinely publicizes multimillion-dollar awards handed out to whistleblowers who help the agency prosecute securities law violations. SEC tipsters can ... read more

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Hearing to expose IRS informant program to scrutiny

The new proposals to be debated on Wednesday include rules for submitting information to the IRS and the criteria for determining the size of an informant award ... tips at other agencies have been on ... read more


SEC Grants $50 Million Award to Two JPMorgan Whistleblowers

One tipster received $50 million in March, and another received $39 million in September, according to the SEC. The whistleblower who received the $13 million award was a JPMorgan executive at the ... read more

Whistleblowers cash-in on Feds corruption campaign

or discriminate against an individual who provides information to the Securities and Exchange Commission and grants confidentially through the process. The tougher new laws have certainly brought out ... read more

Who's Doing What To Whom In The Back Seat Of The Car?

The SEC has wimped out on major issues involving corporate reporting of GAAP vs. non-GAAP earnings. There’re egregious cases like Salesforce.com where stock grants and options ... dwarfed salary and ... read more

10 Tips for Getting the Most Out of College Financial Aid

TIME talked to several financial aid experts who offered some useful tips ... aid awards can vary greatly, even at schools of similar academic quality. Only a handful of the country’s most elite ... read more

Official Lauds Quality Of SEC Tips Under New Program

Law360, New York (June 26, 2012, 7:51 PM EDT) -- The U.S. Securities and Exchange Commission is getting slightly more tips from insiders — about ... early reporting is always better than late ... read more

Salaries declined in 2018 for Las Vegas gaming CEOs

Still, chief executives made between $1 million and $24 million last year, according to company filings with the U.S. Securities ... grants. The SEC noted a slight bump in Maddox’s base salary last ... read more

Ontario whistleblower policy seen strong on compliance culture, weaker on incentives, confidentiality

The Ontario Securities Commission (OSC), regulator of Canada’s largest markets, launched its Office of The Whistleblower and began accepting capital market misconduct tips on July 14 ... The framework ... read more

Ontario whistleblower policy seen strong on compliance culture, weaker on incentives, confidentiality

The Ontario Securities Commission (OSC), regulator of Canada’s largest markets, launched its Office of The Whistleblower and began accepting capital market misconduct tips on July 14 ... the Ontario ... read more



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