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Sec Fca Sign Brexit Cooperation Arrangements - Latest News


SEC, FCA Sign Brexit Cooperation Arrangements

Regulators agree to continue cooperation uninterrupted after the UK leaves the EU. US and UK regulators have signed two updated memoranda of understanding (MOUs) aimed at ensuring their ability to ... read more

The Securities and Exchange Commission and the UK Financial Conduct Authority Sign Updated Supervisory Cooperation Arrangements

(MENAFN - Newsfile Corp) The Securities and Exchange Commission and the UK Financial Conduct Authority Sign Updated Supervisory Cooperation Arrangements Washington ... standing partnership, SEC ... read more

FCA and SEC Sign Updated Memoranda of Understanding

It ensures that, regardless of the outcome of Brexit, investment advisers, fund managers, private funds and other covered entities in the AIF industry that are regulated by the SEC and the FCA, will ... read more

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U.S., U.K. regulators sign cooperation pact in case of Brexit

Mr. Clayton noted in the same statement that the SEC and the FCA "have a long history of effective cooperation on supervisory and other ... credit rating agencies and trade repositories after Brexit. ... read more


Brexit Rules Require Similar Impact Across Europe, FCA Says

Follow @Brexit on Twitter, join our Facebook group and sign up to our daily Brexit Bulletin ... based on consistent global standards that both sides could influence, regulatory cooperation, and the ... read more

Australia's banking watchdog is on high alert over Brexit

This means ASIC and FCA will enter new memorandums of understanding on trade repositories and credit ratings agencies. ASIC also called on financial services firms with global operations to review ... read more

Brexit: What does the government White Paper reveal?

The government has published its long-awaited Brexit White Paper ... The White Paper is split into four chapters: economic partnership, security, cooperation and institutional arrangements. Most of ... read more

FCA publishes proposed guidance on the SM&CR

Those interested in participating in the TechSprint should email TechSprints@fca.org.uk. FCA and Hong Kong's SFC sign a MoU on their Mutual Recognition ... regular dialogue as well as regulatory ... read more

BREXIT LIVE: Speak for yourselves! Tory MPs DEMAND May halts Brexit - 'We AREN'T ready!'

The group of anti-Brexit MPs, including former attorney ... 1.43pm update: Food industry threatens to suspend cooperation with the Government Sky News said it has "seen a letter to Environment Sec ... read more

Ameriprise Financial Reports First Quarter 2017 Results

Retail net outflows, excluding former parent flows, were $3.0 billion and were consistent with industry outflows in active strategies and improving trends among UK and European investors following the ... read more

Mr. MiFID on Finance’s Low-Fee Future

We stand ready to provide any information or technical support to the SEC ... of Brexit on stability: the cliff-edge effect. What would happen? How do EU regulators need to respond in the event the ... read more

The Securities and Exchange Commission and the UK Financial Conduct Authority Sign Updated Supervisory Cooperation Arrangements

SEC Chairman Jay Clayton said, "The SEC and the FCA have a long history of effective cooperation on supervisory and other ... FCA CEO Andrew Bailey said, "As part of our preparations for Brexit we ... read more



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