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Proposed Changes To Sec Whistleblower Rules Get Criticism - Latest News

SEC whistleblower rules raise risk for companies, lawyers say (Complinet)

The SEC has proposed rules under the Dodd-Frank financial regulation ... The move was partly in response to criticism that the whistleblower program would undermine internal compliance programs. Grind... read more

IRS red tape, old guard slow whistleblowing on corporate tax cheats

The senator said he’s concerned that proposed IRS rules will ... The SEC was roundly condemned for stiff-arming a tipster who spent years trying to get the SEC to investigate the $50 billion Madoff Po... read more

China pharma must swallow that jagged little pill called R&D as government slashes profit margins of generic drugs

“The industry and investors need to get used to the ... head of US Securities Asia-Pacific, Hong Kong at international law firm Hogan Lovells, agreed. “As the first couple of companies that took advan... read more

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The SEC Ensures Banks Will Keep Getting Away With It

The securities industry must be quietly muffling its glee over an astounding shortcoming in Dodd-Frank legislation that is meant to boost rewards to corporate whistleblowers. In fact, the rule, as cur... read more

Could a corporate accounting change cost millions of jobs?

A modest change in an accounting rule is normally too much inside baseball to attract notice. But a proposal by the institutions that set accounting standards for publicly traded companies is promptin... read more

Irving Fisher’s Search for Stable Money: What We Can Learn

11. If the force impinging on the quantity of money, such as the state of bank reserves, can be observed ahead of change in the quantity of money, or is itself of such character as to have a direct ef... read more

DOL Rule Has Big BICE Changes

Reish, a partner at Drinker Biddle & Reath in Los Angeles, sees changes the industry will like, but he does not expect opponents to get everything they want. Unlike 2010, when the DOL withdrew its pro... read more

US SEC Postpones Decision on VanEck/SolidX Bitcoin ETF to September

The ETF is backed by the Chicago Board of Exchange BZX Equities Exchange (CBOE) and it was primarily touted to get approval ... which was met with criticism by SEC commissioner Hester M. Price who arg... read more

SEC Is Giving Whistle-Blower Protection One Last Lick

“It’s clear that they need to do more to be responsive to the allegations they get and to encourage employees to report corporate fraud,” says Zuckerman, who co-chairs the Whistleblower ... requested ... read more

Biaggi looks to revive state Senate Ethics Committee

In March, changes ... thanks to Senate rules drafted by Republicans as the party in power. Now with Democratic control, the party’s majority is poised to officially broaden the ethics committee’s powe... read more

The Morning Risk Report: Foreign Whistleblowers Gaining Traction

“They have found the [Securities and Exchange Commission’s] office of the whistleblower very ... Frank financial-regulation law and change campaign-finance rules. The provision that drew the most Demo... read more

Celadon Group: SEC Inquiries, Accounting Issues And Liquidity Constraints Point To 65% Near-Term Downside

Author's Note: I will be filing a formal written whistleblower complaint ... the following quote from the SEC's final letter to the Company: "We have completed our review of your filing. We remind you ... read more

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