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Order Awarding $54 Million To Two Sec Whistleblowers Provides Three Lessons For Whistleblowers - Latest News

Order Awarding $54 Million to Two SEC Whistleblowers Provides Three Lessons for Whistleblowers

Providing information to the SEC after investigators direct a “request, inquiry, or demand” can disqualify the whistleblower from recovering an award. To qualify for an award from a related action, ... read more

The SEC Ends the Summer with Another Bountiful Award of over $54 Million to Two Whistleblowers

the SEC issued awards totaling more than $54 million to two whistleblowers who provided critical information and continued assistance to the agency in an enforcement action. This large award follows ... read more

SEC’s $54M Whistleblower Awards Bring Total Above $320M

Law360 (September 6, 2018, 7:26 PM EDT) -- The U.S. Securities and Exchange Commission said Thursday it will pay two unidentified whistleblowers a combined $54 million ... didn’t provide any evidence ... read more

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SEC's Second Whistleblower Award This Week Makes Exception for Tipster

After a nearly three-month ... first-ever of such an award the SEC approved a more than $1.7 million bounty for a corporate insider who helped the agency stop a fraud that otherwise would have been ... read more

SEC Fines Ex-Raymond James Branch Manager for Role in EB-5 Fraud: Enforcement

The SEC ... $54 Million to 2 Whistleblowers The SEC awarded $39 million to one whistleblower and $15 million to another whose critical information and continued assistance helped the agency bring an ... read more

SEC Grants Eligibility Waiver to Issue Whistleblower Award

The Securities and Exchange Commission (SEC) recently awarded $3 million to joint whistleblowers ... the SEC made two of its largest whistleblower awards: an $83 million award to three individuals; ... read more

Should in-house counsel be eligible for whistleblower compensation?

There are a number of other federal and state statutes which provide relators with financial compensation ... comprehensive whistleblowing program which would award eligible whistleblowers up to $1.5 ... read more

SEC Whistleblowers Net $83M In Largest Ever Bounties

The two awards ... the roughly $33 million award. The SEC’s redacted award order said their tips became the “cornerstone” of the agency’s subsequent enforcement actions. “These awards demonstrate that ... read more

Sweett Group to pay £2.25 million for Bribery Act violations

With the £2.25 million amount ... ordered the confiscation order to be paid within three months. Half of the fine is to be paid by Feb. 19, 2017 and the other half by Feb. 19, 2018. Compliance lessons ... read more

5 Tips for SEC Whistleblowers and Lessons Learned from SEC Whistleblower Awards

The SEC Whistleblower Program has awarded more than $150 million to 42 whistleblowers. The orders announcing the awards, while sparse, offer critical guidance on how to: (1) recover an award; and (2) ... read more

Chief Of SEC Whistleblower Office Shares Candid Assessment Of Program's Results To Date And Future Direction

The office is handling the increase by adding two ... million, which is below the threshold for making bounty awards. Also, some whistleblower reports have led to enforcement actions by FINRA, other ... read more

Lessons From Another Prudential Scandal

For three months, Wells Fargo has reeled from scandal ... Prudential hasn’t escaped the glare of challenging whistleblowers. More than two decades ago, New Jersey lawyer Nancy Erika Smith represented ... read more

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