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How The Sec Tracks Insider Trading - Latest News


Here's How the SEC Is Using Big Data to Catch Insider Trading

... SEC’s ability to track suspicious trading. “Doing surveillance for insider trading today—it’s like we’re in the early days of the automobile,” he said. “What the consolidated audit trail will prov... read more

The Inside Track On Insider Buying

non-public information and properly report these trades to the SEC, it is perfectly legal. We feel that insider buying can be a useful investing signal. Steve Cohen, the high profile hedge fund manage... read more

Insider Trading for Dummies: Judge Rakoff Tries to Simplify the Law

Salman (2016) – but it did not do so (although it did not reject the test, either). Insider-trading liability under the Securities Exchange Act of 1934 arises only if securities are bought or sold on ... read more

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Deutsche Bank Tightens Personal Trading Rules for Staff

From next year, all trades in exchange-traded funds -- investments that track the performance of ... Most large financial firms have trading policies to minimize potential conflicts of interest and in... read more


Blog: Clayton reviews 2019 regulatory priorities and risks the SEC is monitoring

noting in particular the SEC’s recent guidance. In addition to disclosure, the guidance also emphasized the importance of reviewing disclosure controls and procedures and insider trading policies to e... read more

Someone Is Manipulating the Wikipedia Page of Insider Trading Crook Dennis Levine

In this effort, it removed specifics about the charges that Mr. Levine pled guilty to, changing the list from “securities fraud, insider trading and tax evasion” to “charges related to insider trading ... read more

Dems ask SEC to investigate Wilbur Ross for insider trading

Three Democratic lawmakers asked the Securities and Exchange Commission (SEC ... to halt addition of citizenship question to 2020 census MORE violated federal insider trading laws. Democratic Sens. El... read more

Natixis, Citadel, MUFG to Pay SEC More Than $6M for Blue Sheet Data Errors

The SEC uses the blue sheet data to carry out its enforcement and regulatory obligations, including investigating insider trading and other fraudulent activity. According to the SEC’s orders, over a p... read more

The Sec And Insider Trading

A cab driver, a deputy defense secretary, a newspaper reporter: They all made headlines over the last several years when they were charged by the Securities and Exchange Commission with insider tradin... read more

How the SEC Profits from High-Frequency Trading

... say front-running public orders isn't at least some form of "insider trading." Of course it is. The truth is the American public can't handle the truth. The truth is that the Securities and Exchan... read more

How Phil Mickelson Got a Mulligan on His Insider Trading Scandal

Read: Here’s How Golf Star Phil Mickelson Got Caught in an Insider Trading Case Mickelson has agreed to pay back the money he made plus another $100,000 or so in interest. But, according to the SEC, i... read more

SEC radically changes its approach to investigating insider trading

The views expressed by contributors are their own and not the view of The Hill Back in the day, the Securities and Exchange Commission patiently waited for its insider trading leads, be it a referral ... read more



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