Fca Warns Of Serious Consequences For Ifas After Db Transfer Review | Latest News RSS feed

Fca Warns Of Serious Consequences For Ifas After Db Transfer Review - Latest News


FCA warns of 'serious consequences' for IFAs after DB transfer review

The Financial Conduct Authority (FCA) has warned advice firms can expect 'serious consequences' after its latest pension transfer work found that less than 50% of advice was suitable. The regulator ... read more

FCA: IFAs that ignore our concerns will face ‘serious consequences’

The FCA ... review or amend their business models in light of its concerns can expect serious consequences. Reacting to the figures Aegon pensions director Steven Cameron says: “While the headline ... read more

What happened in pensions in 2017: Part Three

5 July - The Financial Conduct Authority (FCA) makes it easier for the Local ... in 2016/17 compared to the previous year as transfer complaints doubled. 11 July - TPR admits to a serious data blunder ... read more

Looking for another news?


A corroded culture? How accidents in Alaska forced BP on to the defensive

After 12 years with ... five US states as well as the review of thousands of documents. This year, BP’s questionable safety and environmental record in the US finally caught up with the company and ... read more


Year: 2014

As such, Sri Lanka’s bank credit is estimated to grow 14 percent in 2014 and the outlook for the local banking sector is stable. This is due to strong fiscal policy and a recent surge in banks’ loan ... read more

Blog: DB transfer review will clarify FCA's contingent charging view

Phase three of the FCA’s review of defined benefit ... to ban contingent charging on DB transfer advice. Phase four, the last in a lengthy supervisory endeavour, will most likely determine whether the ... read more

Allied Irish Custody Clients Reach for the Smelling Salts

KAS BANK commenced its clearing and settlement services on Euronext Paris in November, after successfully completing a pilot phase with securities broker Eduard de Graaff. Euronext members can now ... read more

Perfect storm: Advisers and FCA struggle with DB transfers

Earlier this month, the regulator issued a warning notice against an individual after their ... stop giving pension transfer advice. In addition to this work, advisers are bracing themselves for a ... read more



FeedsRSS Created by. Full RSS Feed | Privacy Policy | Contact Us