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FCA warns firms again how ‘seriously’ it takes misleading advertisements

The FCA has written again to regulated firms about “how seriously” it treats misleading promotion of unauthorized retail investments. In a Dear CEO letter from yesterday, the FCA chief executive ... read more

FCA warns about unauthorised firms

The Financial Conduct Authority (FCA) has warned about an unauthorised business it says is impersonating a genuine authorised firm. In a statement the regulator said Anton Falk Capital Partners is an ... read more

Bosses’ lack of cyber security knowledge putting clients at risk, FCA warns

That's according to a new Financial Conduct Authority ... basics or risk their firms falling behind. Martin, speaking at the Confederation of British Industry's (CBI's) fourth annual Cyber Security ... read more

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Central Bank warns over investment firm that has cloned details of another firm

It said that this unauthorised firm has cloned the details – the name, registered address and Financial Conduct Authority registration number – of a Central Bank authorised and regulated firm of the ... read more


FCA warns against 4XFX firm

UK financial regulator Financial Conduct Authority (FCA) has issued its latest warning against an unregulated financial services provider targeting UK consumers. The FCA’s latest warning is against ... read more

FCA Keeps Closer Eye on Unregulated Firms, Flags AccentForex

Britain’s financial regulator has continued its ongoing efforts to warn the general public against fraudulent and unauthorized entities ... Britain’s Financial Conduct Authority, or FCA, keeps a ... read more

FCA warns GI firms to place greater focus on customer outcomes

The FCA has warned the sector to closely review its practices in light ... This was due to very high levels of commission within the distribution chain. Many firms did not adequately consider risks of ... read more

Identify Risk To Consumers In New Products, FCA Tells Banks

The latest warning from the FCA comes days after it said that marketing adverts produced by finance firms have “fallen well short ... such as mini-bonds. It warned that some adverts leave consumers ... read more

FCA warns against Aragon Loans firm

UK financial regulator Financial Conduct Authority (FCA) has issued its latest warning against an unregulated financial services provider targeting UK consumers. The FCA’s latest warning is against ... read more

FCA warns brokers to be ready for SM&CR

Firms are urged to prepare Statements of Responsibilities (SoRs) and Responsibilities Maps as early as possible and guidance is available on the FCA website. According to the watchdog, firms should ... read more

FCA warns firms still falling short on promotions

The FCA alleged the Tunbridge Wells-based firm had signed clients up to fixed-rate Isas promising 8 per cent interest, with investors' capital then invested into mini-bonds used to issue loans to ... read more

CISI warns FCA that rise in PI costs could damage small firms

The Chartered Institute for Securities and Investment says increasing the Financial Ombudsman Service compensation limit to £350,000 may have unintended consequences for small and medium-sized firms. ... read more



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