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Fca Signals More Vigilance Over Transaction Reporting - Latest News


Doubling down? FCA contemplates more criminal AML investigations

When FCA Director of Enforcement and Market Oversight Mark Steward spoke in London last month, his comments could hardly have been more timely ... The UBS and Goldman Sachs fines for transaction ... read more

Greenback Breaks Down

These risks are greater for currencies in emerging markets than for those in more developed countries. Foreign currency transactions may not be suitable ... authorized and regulated by the Financial ... read more

Bloomberg TOMS is the First Technology Provider to be Certified by IIROC for Post-Trade Transaction Reporting Under Rule 2800c

This functionality supports Canadian debt security transactions executed by Dealer Members or their affiliates that are Government Securities Distributors. “The certification by IIROC signals ... (FCA ... read more

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eyeDES: From detecting cancer to spotting market abuse

"Our system is more dynamic ... compound annual growth rate of 20% over the next six years and will reach $71 billion by 2025. That’s up from $16.5 billion in 2017. The UK’s FCA produced a first ... read more


FCA Fires Warning Shot to Brokers in Wholesale Markets

To learn more about cookies and other tracking technologies that JD ... understand and improve our Website and Services; report reader analytics to our authors; to personalize your experience on our ... read more

Trade reporting fines on the horizon

The collateral and valuation reporting requirements add another twist into an already complex scenario. While firms are more ... The FCA, charged with overseeing the UK’s financial markets, has ... read more

FCA chair Randell ponders access to cash conundrums

Speech by Charles Randell, chair, FCA ... infrastructure can be made more efficient and cost effective, the system will come under increasing pressure over the next few years as fewer and fewer people ... read more

Two fraud victims have lost £1m pensions, warn police and watchdogs

But this may only be a fraction of the total number who have handed over such large sums, as it's believed most fraud victims never report such crimes, say the authorities. They have issued a fresh ... read more

Debt-laden targeted by credit card firms

In a report published earlier ... expressed the need for vigilance over growth in the consumer credit market during "benign" economic conditions, at a time when household income has been relatively ... read more

The Week Ahead: Cutting to the Quick

These risks are greater for currencies in emerging markets than for those in more developed countries. Foreign currency transactions may not be suitable ... authorized and regulated by the Financial ... read more

Iran to face travel bans, more asset freezes: draft

“We are sending a very clear signal to Iran and we are increasing the pressure,” he said in a statement. Western diplomats said they would not try to rush a resolution — the first on Iran in more than ... read more



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