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Fca Sends Dear Ceo Letter Over Misleading Promotions - Latest News


FCA warns firms about misleading financial promotions for unregulated products

Last week, the Financial Conduct Authority (“FCA”) published a letter addressed to the CEOs of all regulated firms concerning financial promotions. In particular, the FCA highlighted its concerns over ... read more

UK financial regulator warns CEOs over misleading product ads

The UK financial regulator has put chief executives on notice over ... misleading impression all their products and activities are regulated and therefore covered by the UK’s compensation scheme. The ... read more

UK Conduct Regulator Warns Firms About Misleading Financial Promotions

The Financial Conduct Authority has published a "Dear CEO" letter addressed to the Chief Executive Officers of all FCA-regulated firms. In the letter, the FCA highlights its concerns over ... ... read more

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FCA Warns Firms About Misleading Financial Adverts

“All financial promotions must be fair, clear and not misleading,” Bailey wrote in a so-called Dear CEO letter ... provider London Capital & Finance PLC over concerns about the way it markets products ... read more


Is an FCA regulated firm safe? Beware those selling risky investments

It recently distributed a 'Dear CEO' letter to bosses of regulated firms ... and Finance went into administration last month. In December the FCA ordered the company to withdraw its promotions and ... read more

FCA fires warning shot at spread betting firms

Britain's financial regulator warned spread betting firms on Tuesday to comply with its rules after a survey found poor practices that risk leaving customers unfairly treated. The Financial Conduct ... read more

Six key points from Sesame’s final notice

In 2004 the regulator published a ‘Dear CEO’ letter ... the FCA undertook a thematic project into payments made by providers to advisory firms, during which it sent a number of communications through ... read more

Regulation Round Up - January 2019

The FCA published a Dear CEO letter on clarity about unregulated activities in financial promotions. The FCA is committed to preventing the misleading practice by some ... The PRA published a letter ... read more

Is an 'FCA regulated' firm safe? Beware those peddling risky investments from mini-bonds to diamonds or you may lose thousands

It recently distributed a 'Dear CEO' letter to bosses of regulated firms ... and Finance went into administration last month. In December the FCA ordered the company to withdraw its promotions and ... read more



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