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Fca Sends Dear Ceo Letter Over Misleading Promotions - Latest News

UK financial regulator warns CEOs over misleading product ads

The UK financial regulator has put chief executives on notice over ... misleading impression all their products and activities are regulated and therefore covered by the UK’s compensation scheme. The ... read more

FCA Warns Firms About Misleading Financial Adverts

“All financial promotions must be fair, clear and not misleading,” Bailey wrote in a so-called Dear CEO letter ... provider London Capital & Finance PLC over concerns about the way it markets products ... read more

FCA warns firms again how ‘seriously’ it takes misleading advertisements

The FCA has written again to regulated firms about “how seriously” it treats misleading promotion of unauthorized retail investments. In a Dear CEO letter from yesterday ... to 11,500 retail investors ... read more

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FCA slams claims management companies for making up cases under fictitious names

The regulator is cracking down on the industry through its Dear CEO letter ... and not misleading, and that some CMCs are not meeting the FCA’s requirements. It noted a range of issues which it has ... read more

Regulation Round Up - January 2019

The FCA published a Dear CEO letter on clarity about unregulated activities in financial promotions. The FCA is committed to preventing the misleading practice by ... The PRA published a letter it has ... read more

Is an FCA regulated firm safe? Beware those selling risky investments

It recently distributed a 'Dear CEO' letter to bosses of regulated firms ... and Finance went into administration last month. In December the FCA ordered the company to withdraw its promotions and ... read more

FCA fires warning shot at spread betting firms

Britain's financial regulator warned spread betting firms on Tuesday to comply with its rules after a survey found poor practices that risk leaving customers unfairly treated. The Financial Conduct ... read more

Firms Still Falling Short On Financial Adverts, FCA Says

Andrew Bailey told companies that the City regulator is concerned that they do not make their financial promotions sufficiently clear to consumers. Adverts aimed at nonprofessional investors can ... read more

Six key points from Sesame’s final notice

In 2004 the regulator published a ‘Dear CEO’ letter ... the FCA undertook a thematic project into payments made by providers to advisory firms, during which it sent a number of communications through ... read more

Are providers really on the hook for DB transfers?

After dividing opinion with its Dear CEO letter, providers are looking to further clarity from the FCA On 22 March, the FCA sent a so-called Dear CEO letter ... DB transfer advice on a number of ... read more

Engaged Capital Sends Letter to Fellow Rovi Shareholders

Total shareholder returns under the leadership of the incumbent Board have materially underperformed peers and relevant market indices over almost any measurable time period. The indexed returns chart ... read more

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