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Fca Responds To Esmas Mifid Nodeal Brexit Plans - Latest News

FCA responds to ESMA’s MiFID no-deal Brexit plans

statement clarifying its approach to aspects of the Markets in Financial Instruments Directive (MiFID) position limits regime in the outcome of a no-deal Brexit. The FCA’s response focused on ESMA’s ... read more

Post-Brexit Temporary Permissions Regime for Inbound EEA Passporting Firms and Funds and Contingency Planning for Outbound U.K. Fund Managers

While there is cause for some optimism, U.K. and EEA firms need to plan around the worst case scenario of a “No Deal” Brexit ... in the U.K. by the FCA. Firms which have passports in place before Exit ... read more

FCA Director Megan Butler discusses sexual harassment in the context of SM&CR

FCA confirms plans ... on MiFID II relating to "a critical decline in the quality of sandwiches served at City events" and "a troubling rise in golf handicaps". The government has issued the fourth ... read more

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Bonfire of the analysts: MIFID II regulations set to shake up bank research

“This didn’t come out of the blue, overnight, and suddenly the industry had to respond. Firms have had four years to implement Mifid.” The FCA, for its part ... we’re going to leave [the EU] with no ... read more

Planning ahead: the FCA's 2017/18 Business Plan priorities and strategic framework

As there is not yet a common understanding on how to interpret the DNT signal, we currently do not respond to DNT signals on our site. We reserve the right to change this Privacy Policy at any time. ... read more

Brexit and Financial Services — Onshoring MiFID II

In relation to MiFID II, the key inoperabilities arise in relation to the transparency regime, and so measures are being introduced to allow the FCA ... the plans for onshoring have been prepared on ... read more

FCA and BaFIN Publish Position Limits for Commodity Derivative Contracts

Under the revised Markets in Financial Instruments Directive (MiFID II), limits ... On November 28, the UK Financial Conduct Authority (FCA) updated its webpage in connection with position limits for ... read more

The FCA is listening: Advisers challenge Mifid II plans to record client calls

The advice sector is pushing back against the FCA’s plans to require advisers ... are heading for a “hard” Brexit. This would mean being outside the single market and, therefore, market harmonisation ... read more

FCA backs platforms’ progress but calls for ‘Plan B'

The Financial Conduct Authority ... thought to a ‘Plan B’ in the event that their preparations for the new rules did not go according to plan. The regulator said platforms needed to consider what ... read more

Governance & Securities Law Focus: Europe Edition - January 2019

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UK Government Responds to Report on Brexit

These include references in EU legislation to EU bodies which will no longer have jurisdiction after the United Kingdom’s withdrawal from the European Union (more commonly referred to as Brexit ... ... read more

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