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Fca Responds To Esmas Mifid Nodeal Brexit Plans - Latest News

FCA responds to ESMA’s MiFID no-deal Brexit plans

statement clarifying its approach to aspects of the Markets in Financial Instruments Directive (MiFID) position limits regime in the outcome of a no-deal Brexit. The FCA’s response focused on ESMA’s ... read more

Regulation Round Up - April 2019

The deadline to respond to the consultation ... avoiding a no-deal Brexit on 12 April 2019. The extension will last until 31 October 2019 at the latest, but may end sooner under a variety of scenarios ... read more

FCA Director Megan Butler discusses sexual harassment in the context of SM&CR

FCA confirms plans ... on MiFID II relating to "a critical decline in the quality of sandwiches served at City events" and "a troubling rise in golf handicaps". The government has issued the fourth ... read more

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Bonfire of the analysts: MIFID II regulations set to shake up bank research

“This didn’t come out of the blue, overnight, and suddenly the industry had to respond. Firms have had four years to implement Mifid.” The FCA, for its part ... we’re going to leave [the EU] with no ... read more

FCA Confirms Final Rules and Guidance for Firms for No-Deal Brexit

The FCA also has published the final versions of its guidance relating to a No-Deal Brexit. In its statement, the FCA notes that the final instruments are largely unchanged from the near-final ... read more

London DFM agrees with FCA to stop all regulated activity

but the firm did not respond. According to European and Global Investments' website, the Organic Bond fund had £32 million in assets and the Organic Long/Short fund had £9.3 million in assets. The FCA ... read more

British business slams government plans for no-deal Brexit

The warning came after Gavin Williamson, defence secretary, announced on Tuesday that he was putting 3,500 military personnel on standby to respond to a possible no-deal Brexit ... for no-deal ... read more

Key Regulatory Topics: Weekly update 21 - 27 September

EMIR 2.2. The briefing also gives an overview on the possible role of equivalence regimes in the context of Brexit both in the context of a ‘no-deal’ scenario and as part of an agreement. FCA ... read more

FCA TPR Notification Window Now Open for EEA-Passported Firms and Fund Managers

Given the continuing political uncertainty surrounding Brexit, the FCA is preparing for a no-deal Brexit and EEA-based firms passporting activities into the United Kingdom have been directed to ... read more

Santander hit by £32.8m fine for bungling deceased customer accounts

‘But recognition of the problem took too long. Firms must be able to identify and respond to problems more quickly especially when they are causing harm to customers. ‘The FCA will continue to be on ... read more

Plan B options narrow ahead of historic Brexit vote

Cabinet ministers including Amber Rudd, Greg Clark and David Gauke have urged Mrs May to respond to defeat ... it will block a no-deal Brexit, even though such a move will put the pressure on MPs to ... read more

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