Fca Details Postbrexit Rules For Regulated Firms | Latest News RSS feed

Fca Details Postbrexit Rules For Regulated Firms - Latest News


Post-Brexit Temporary Permissions Regime for Inbound EEA Passporting Firms and Funds and Contingency Planning for Outbound U.K. Fund Managers

With less than two months to Brexit, it is important to understand post-Brexit arrangements for ... Formally, the FCA will temporarily authorise firms in the regime to undertake regulated activities c... read more

ESMA Details Plans for No-Deal EMIR Reporting Post-Brexit

For instance, firms will not have to reconcile any EMIR data if a no-deal Brexit occurs. For its part, the UK’s Financial Conduct Authority (FCA) also released a statement this Friday discussing what ... read more

FCA warns against Oliver Anton Lintner clone firm

The UK Financial Conduct Authority (FCA) has put out details of the cloned firm Oliver Anton Lintner. Fraudsters are using the details of firms, authorised by the FCA, to try to convince people that t... read more

Looking for another news?


Regulation Round Up - January 2019

The FCA published a consultation paper (CP19/2) on contractual certainty post-Brexit ... the misleading practice by some firms to market unregulated investments by implying to customers that all of th... read more


Add Data Sharing to List of Brexit Bumps for EU, U.K.

The General Data Protection Regulation ... GDPR was introduced, its firms now operate under its rules. The U.K. argues this should qualify it for an “adequacy” badge after Brexit. Let’s imagine if it ... read more

FCA publishes proposed guidance on the SM&CR

FCA consults on new rules for open-ended funds ... and the Prudential Regulation Authority (PRA) - powers to make transitional provisions appropriate to facilitate the adjustment of firms to the post ... read more

ESMA signs Brexit MoU with FCA as UK regulator outlines new powers

The Financial Conduct Authority (FCA) has signed a memorandum of understanding (MoU) with pan-European regulator ESMA, thereby securing post-Brexit portfolio management ... it gives us the flexibility ... read more

ASIC: Preparing For Brexit

ASIC is carefully monitoring developments in the UK and has been liaising closely with the UK Financial Conduct Authority (FCA), the Bank of England (BoE), other Australian financial authorities, and ... read more

Bankers To Face 'Annual MOT' Under FCA Rules

Sky News understands that the Financial Conduct Authority (FCA) will announce on Monday that proposed final rules for banks operating in ... a set of individuals within the scope of regulation, and th... read more

FCA warns against IMC Financial Services Ltd clone firm

The UK Financial Conduct Authority (FCA) has put out details of the cloned firm IMC Financial Services Ltd. Fraudsters are using the details of firms, authorised by the FCA, to try to convince people ... read more

FCA publishes CP19/2: Brexit and contractual continuity

On 8 January 2019, the Financial Conduct Authority (FCA) published a consultation paper, CP19/2, which sets out details of the financial services contracts regime (FSCR) and the rules the ... provide ... read more



FeedsRSS Created by. Full RSS Feed | Privacy Policy | Contact Us