Fca Details Postbrexit Rules For Regulated Firms | Latest News RSS feed

Fca Details Postbrexit Rules For Regulated Firms - Latest News


UK FCA scans for non-complied crypto-firms

Firms conducting regulated activities in cryptocurrency derivatives must, therefore, comply with all applicable rules in the FCA’s Handbook and any relevant ... (06:13 GMT). For more details on the in... read more

FCA CP18/36 — The Second Brexit Onshoring Consultation

Please see Article 6(1)(f) of the E.U. General Data Protection Regulation ("GDPR") In addition, there may be other situations where other grounds for processing may exist, such as where processing is ... read more

The FCA is making sure the UK's biggest asset managers have a plan for Brexit

"It is important for us as supervisors to understand the plans that our regulated firms have regarding Brexit," the FCA said in a statement. "To help firms prepare for these conversations, we shared t... read more

Looking for another news?


Financial services regulation round-up - November 2018

PRA publishes updated version of its approach on banking and insurance supervision On 31 October 2018 the Prudential Regulation ... for consumers. The FCA has also identified potential non-compliance ... read more


FCA Thematic Review Signals Professional Clients Assessment

The data which the FCA requested from ... industry execs was that some firms might not be diligent enough when it comes to professional clients. The definition under MiFID for professional clients has ... read more

FCA publishes proposed guidance on the SM&CR

The guidance applies primarily to FCA solo-regulated ... FCA outlines details of the regime, including: How the regime will work in practice; How investment funds and firms can enter into the regime; ... read more

Todays Market View - Weak Chinese trade data pull base metals lower

Exports to most regions slowed while shipments climbed the most as firms continued to front load deliveries ... European Markets in Financial Instruments Directive (MiFID) and FCA’s Rules. It has not ... read more

Co-op Bank escapes punishing fines for past failings

PRA says bank would have been fined 120 mln pounds * Bank apologises for past failings * Failings don't reflect how bank run today -Chairman (Adds details ... Regulation Authority (PRA) found that Co- ... read more

Financial Regulatory Developments Focus - November 2018 #5

Please see Article 6(1)(f) of the E.U. General Data Protection Regulation ("GDPR") In addition, there may be other situations where other grounds for processing may exist, such as where processing is ... read more

FCA's 2018/19 Business Plan and related publications

These "reflect the high level of resource the FCA needs to dedicate to European Union withdrawal, given its impact both on our regulation ... new rules on liquidity management and working with the Tre... read more

Corporate & Financial Weekly Digest

Further details ... regulated institutional investors. It also creates a new framework for simple, transparent and standardized securitizations and asset-backed commercial paper programs. Among other ... read more



FeedsRSS Created by. Full RSS Feed | Privacy Policy | Contact Us