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Comments On Proposed Changes To Sec Whistleblower Rules Highlight Challenges - Latest News


Comments on Proposed Changes to SEC Whistleblower Rules Highlight Challenges

The numerous submissions made in response to the requests for comment by the Securities and Exchange Commission (the “SEC” or “Commission”) highlight that many of the proposed amendments to the whistl... read more

Studying The Reactions To SEC's Whistleblower Proposals

[8] For additional detail, please see Comments on Proposed Changes to SEC Whistleblower Rules Highlight Challenges, Dechert OnPoint (Oct. 2018). [9] See Proposed Rule 21F-2(d)(1)(i). [10] See Proposed ... read more

Health Insurance Innovations' (HIIQ) CEO Gavin Southwell on Q1 2018 Results - Earnings Call Transcript

Copies of the Company's SEC reports are available on our website at ... exists in our individual and family plan market. Last week, the comment period on HHS proposed rule that would change the maximu... read more

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The Ins and Outs of the Borrower Defense Rule

After months of negotiations and thousands of public comments ... other provisions of the borrower defense rule; and had great opposition from institutions, including HBCUs, community colleges, and fo... read more


S.E.C. Proposes Crackdown on Wall Street Bonuses

Lavish Wall Street bonuses, long the scorn of lawmakers and shareholders, have met a new foe: the Securities and ... And significant changes appear unlikely now that other regulatory agencies have pro... read more

FedEx (FDX) Q2 2018 Earnings Conference Call Transcript

FedEx (NYSE: FDX) Q2 2018 Earnings Conference Call Dec. 19, 2017 5:00 p.m. ET Operator Ladies ... desires to take advantage of the safe harbor provisions of the Private Securities Litigation Reform Ac... read more

22nd Century Group's (XXII) CEO Henry Sicignano on Q1 2018 Results - Earnings Call Transcript

The statements made on today's call that are not based on historical information are forward-looking statements made pursuant to the Safe Harbor provisions of the Private Securities ... written commen... read more

Hybrid: $90B Lawsuit filed By US Government Against Largest Producers Of Isocyanates

“This is important news for the company that could significantly change the landscape of the $65 billion ... harmful isocyanates in polyurethane. The EPA’s proposed action, a Significant New Use Rule ... read more

The Courts’ Take On Obama-Era Regs: You Are Erased

[a] recommendation as to the advisability of acquiring, holding, disposing of, or exchanging, securities or other investment property.”[10] Among other substantive changes ... by a period of public co... read more

A Debate Goes Behind Closed Doors

The Securities and Exchange Commission, for example, in 2004 loosened an obscure provision that allowed banks to ratchet up their risk-taking. The events this week also highlight the challenge ... Wet... read more

CVS Health (CVS) Q2 2018 Earnings Conference Call Transcript

In accordance with SEC ... you could comment on given the tumultuous regulatory environment, have you seen anything either in proposed rules or announced rules that either I guess kind of makes you -- ... read more



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