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Comments On Proposed Changes To Sec Whistleblower Rules Highlight Challenges - Latest News


Health Insurance Innovations' (HIIQ) CEO Gavin Southwell on Q1 2018 Results - Earnings Call Transcript

Copies of the Company's SEC reports are available on our website at ... exists in our individual and family plan market. Last week, the comment period on HHS proposed rule that would change the maximu... read more

The Ins and Outs of the Borrower Defense Rule

After months of negotiations and thousands of public comments ... other provisions of the borrower defense rule; and had great opposition from institutions, including HBCUs, community colleges, and fo... read more

Canadian Securities Regulators Permit Retail Liquid Alt Funds and Ease (Some) Investment Restrictions for All Public Funds

These amendments provide fund managers with new opportunities and challenges in offering retail ... the CSA made some notable changes from the proposed amendments first published for comment in Septem... read more

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SEC Rulemaking In The Past Year, Road Ahead And Challenges - Brexit, LIBOR And Cybersecurity Risks

In April, the Commission proposed for public comment a collection of rules and interpretations ... technological nature of an ICO does not change the fundamental point that, when a security is being o... read more


EPA slashes biofuels targets for 2014, 2015, 2016 under Renewable Fuel Standard

In Washington, the EPA released its proposed standards for 2014 ... forced EPA to reconsider their initial flawed rule, we are confident that our forthcoming comments will highlight the changes that a... read more

Elizabeth Warren Catches Investment Advisers Fibbing

Companies that provide investment advice have been vigorously fighting a proposed ... comments from the leaders of Prudential Financial and Transamerica Corporation. Despite warning the Labor Departme... read more

Change Is Coming To The Retirement Landscape

We think the big takeaway is "Change is coming." It's no longer a question ... subject to appropriate safeguards. With the proposed ARP language out for comment with a deadline of December 23, we thin... read more

FedEx (FDX) Q2 2018 Earnings Conference Call Transcript

FedEx (NYSE: FDX) Q2 2018 Earnings Conference Call Dec. 19, 2017 5:00 p.m. ET Operator Ladies ... desires to take advantage of the safe harbor provisions of the Private Securities Litigation Reform Ac... read more

How to do an Initial Coin Offering (Part 1)

It’s like someone said: “hey it’s like an IPO, so let’s change ... as a challenge where they can distinguish themselves and their firm. Check out the Metabase ICO Take the time to review this well tho... read more

Hybrid: $90B Lawsuit filed By US Government Against Largest Producers Of Isocyanates

“This is important news for the company that could significantly change the landscape of the $65 billion ... harmful isocyanates in polyurethane. The EPA’s proposed action, a Significant New Use Rule ... read more

Broadridge Financial Solutions Inc (BR) Q1 2019 Earnings Conference Call Transcript

First, I will begin with some quick highlights ... went back to the SEC. The final rules came in place in January 2014. So that was a four-year process in that case. So these processes can go on. In t... read more



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