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Can A Whistleblower Disclosure To The Sec About Cybersecurity Qualify For A Sec Whistleblower Award - Latest News

How to Manage Cyber-Whistleblower Risk

Under the Dodd-Frank Act, if a whistleblower provides the SEC with information ... training in place, cybersecurity vulnerabilities can be escalated efficiently within the company and appropriately in... read more

In-House Counsel’s Role As Whistleblower

SOX and the regulations promulgated thereunder contain reporting and disclosure requirements that apply to in-house counsel ... in order to be afforded those protections, a whistleblower must first di... read more

Compliance Officers as Whistleblowers: Preventative Strategies, Possible Defenses

The notion that a compliance officer can also serve as a whistleblower ... wrongdoing; or the whistleblower believes the company may try to impede the investigation; or the whistleblower believes disc... read more

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SEC Narrowly Approves Final Rules for Whistleblower Program in Face of Industry Pressure

Clarify that employees would be protected by Dodd-Frank’s anti-retaliation measures even if they don’t technically qualify for an award; and Stipulate that nobody can try to impede a whistleblower fro... read more

Best practices to navigate the Dodd-Frank/SEC whistleblower program

But since the SEC whistleblower program often calls upon employees to report on their current employers, the process can be fraught with conflicts ... establishing a complaint hotline that allows disc... read more

Whistleblowing practices and severance agreements — what works

Awards can be sizable and attract significant attention, even though the identities of those reporting are concealed. The SEC announced in May that it would award between $5 million and $6 million to ... read more

Supreme Court Whistleblower Ruling: Analysis

In any event, it can be difficult, if not impossible, for an employer to determine whether an employee has reported violations to the SEC, thereby qualifying as a statutory “whistleblower ... supervis... read more

United States: US Securities and Exchange Commission Settles Its First Whistleblower

The US Securities and Exchange Commission (SEC or the Commission) has announced a $2.2 million settlement in the Commission's first whistleblower anti-retaliation ... Paradigm-affiliated broker-dealer ... read more

The Morning Risk Report: SEC Loses Supreme Court Whistleblower Ruling

Readers can subscribe to The Morning ... not just to their companies, to qualify for key protections under the Dodd-Frank Act. The decision narrows the SEC's interpretation of its rule underpinning th... read more

Business Law Prof Blog

A qualifying whistleblower can ... the SEC may qualify for awards if the SEC recovers significant funds because of the information provided by a whistleblower's tip. News reports indicate that the SEC ... read more

SEC greenlights Dodd-Frank pay-ratio rule, backs internal whistleblowers

Also in recent regulatory news: The SEC reiterated its stance on protecting internal whistleblowers and is fighting to redefine its regulatory role on Wall Street. Earlier this month, the SEC voted to ... read more

Here We Go Again: SEC Reveals Whistleblower's Identity to Company under Investigation

Although Earle would not qualify for an award or enhanced protections under the SEC’s new whistleblower program since he approached the agency before the new program was in place, we strongly the urge ... read more

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