Can A Whistleblower Disclosure To The Sec About Cybersecurity Qualify For A Sec Whistleblower Award | Latest News RSS feed

Can A Whistleblower Disclosure To The Sec About Cybersecurity Qualify For A Sec Whistleblower Award - Latest News


Can a whistleblower disclosure to the SEC about cybersecurity qualify for a SEC whistleblower award?

Yes, a disclosure about cybersecurity that leads to an enforcement action in which the SEC collects one million or more in penalties will qualify for a SEC whistleblower award. A recent enforcement ac... read more

Whistleblowing practices and severance agreements — what works

Awards can be sizable and attract significant attention, even though the identities of those reporting are concealed. The SEC announced in May that it would award between $5 million and $6 million to ... read more

The Morning Risk Report: SEC May Limit Biggest Whistleblower Awards

The proposed changes, which are subject to public comment, would also allow for payouts in cases currently too small to qualify. They would make clear that qualified whistleblowers can receive ... the ... read more

Looking for another news?


Here We Go Again: SEC Reveals Whistleblower's Identity to Company under Investigation

Although Earle would not qualify for an award or enhanced protections under the SEC’s new whistleblower program since he approached the agency before the new program was in place, we strongly the urge ... read more


Can a Whistleblower Disclosure About Misleading Earnings Projections Qualify for an SEC Whistleblower Award?

Yes, a disclosure about a misleading earnings projection, also known as earnings guidance, that leads the SEC to take an enforcement action that recovers more than $1M in sanctions may qualify for an ... read more

OSC proposes whistleblower program

The U.S. regulator has discretion, so it can cap the amount. Still, the SEC has made some hefty payoffs. Last September, for instance, a whistleblower received a record $30-million award ... Timely an... read more

FHA News; MERS, BofA, Fifth Third Appraisal Whistleblower Settlements

Possibly, and cyber security is certainly becoming critical ... "The False Claims Act, and to a lesser extent, the SEC whistleblower program, can really help protect qualified appraisers who are doing ... read more

A Review Of Recent Whistleblower Developments - October 2014

They often are privy to the very kinds of specific, timely, and credible information that can ... "SEC Announces Record Award of $30 Million to Foreign Whistleblower" note above.) The court said that ... read more

The Morning Risk Report: SEC Loses Supreme Court Whistleblower Ruling

Readers can subscribe to The Morning ... not just to their companies, to qualify for key protections under the Dodd-Frank Act. The decision narrows the SEC's interpretation of its rule underpinning th... read more

Insiders are stealing data without law firms even realizing it

But, as those in charge of information technology focus on preventing cybersecurity breaches ... it stems from a third-party whistleblower.” Despite the value of client information and the importance ... read more

The Courts’ Take On Obama-Era Regs: You Are Erased

Further, a court’s decision to enjoin a given regulatory initiative can serve ... of whistleblower for purposes of anti-retaliation protections.[28] Under the rule, eligibility for Dodd-Frank’s cash-a... read more

Ontario whistleblower policy seen strong on compliance culture, weaker on incentives, confidentiality

Ontario’s incoming securities whistleblower program will promote better compliance ... is something that would potentially increase the size of the award,” Fuerst noted. The SEC’s 2014 whisteblower re... read more



FeedsRSS Created by. Full RSS Feed | Privacy Policy | Contact Us