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Can A Whistleblower Disclosure About Misleading Earnings Projections Qualify For An Sec Whistleblower Award - Latest News


Can a Whistleblower Disclosure About Misleading Earnings Projections Qualify for an SEC Whistleblower Award?

Yes, a disclosure about a misleading earnings projection, also known as earnings guidance, that leads the SEC to take an enforcement action that recovers more than $1M in sanctions may qualify for an ... read more

OSC proposes whistleblower program

The U.S. regulator has discretion, so it can cap the amount. Still, the SEC has made some hefty payoffs. Last September, for instance, a whistleblower received a record $30-million award ... Timely ... read more

Why AeroVironment Has 30%-50% Downside Risk

A recent whistleblower complaint by an executive should be cause ... the Company does not deploy capital in an investor-friendly or earnings accretive manner. It doesn't repurchase stock, acquire ... read more

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A Review of Recent Whistleblower Developments

Ceresney noted that the SEC has found whistleblower assistance particularly valuable in certain types of cases, including issuer reporting and disclosure ... “whistleblowers can receive an award not ... read more


Report Channel Stuffing and Earn an SEC Whistleblower Award

Whistleblowers can even submit a tip anonymously to the SEC if represented by an attorney in connection with their tip. To report channel stuffing or other federal securities laws violations and ... read more

FBI visits Edward Snowden's parents in Pennsylvania as NSA whistleblower flees 5-star hotel and goes on run in Hong Kong

Two men claiming to be FBI agents visited Lonnie and Karen Snowden's home on Monday afternoon Comes as politicians call for Edward Snowden to be extradited 'immediately' from Hong Kong back to the U.S ... read more

Municipal Underwriters On SEC's Fraud Radar

He cautioned that in the absence of further legislative steps in this area, the SEC would use the enforcement mechanisms at its disposal to improve issuer disclosure ... more than $1 million, the ... read more

VMware, Inc. (VMW)

Technologies emerge faster than organizations can absorb, creating increasingly complex ... of adoption through a cumulative-effect adjustment to retained earnings. The Company elected to apply ... read more

What's your fraud IQ?

Can you ... For a whistleblower to receive an award, the information provided to the SEC must result in monetary sanctions in excess of $1 million. d. Employee whistleblowers must report fraud ... read more

ProfNet Expert Roundup: Trump Presidency

NEW YORK, Nov. 30, 2016 /PRNewswire/ -- Below are experts from the ProfNet network who are available to discuss what we can expect from a Trump presidency, including issues such as civil rights, ... read more

Corporate Governance Litigation & Regulation: A Periodic Review and Predictions for the Remainder of 2019

There also have been notable decisions considering the appropriateness of disclosure-only, non-monetary class action ... of whether a decision made by a committee can be imputed to the full board, and ... read more

3 Considerations For Audit Committees In 2015

Expanded SEC-mandated disclosure by and about audit committees could, of course, effectively expand the scope and scrutiny of their responsibilities. This article focuses on tax, whistleblower ... of ... read more



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