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Another Record Breaking Year For The Sec Whistleblower Program - Latest News

Another Record Breaking Year for the SEC Whistleblower Program

On November 15, 2018, the Securities and Exchange Commission (“SEC”) released its annual report to Congress (“Report”) on the Dodd-Frank Whistleblower Program (the “Program”), under which eligible ... read more

SEC Whistleblower Program Continues to Steamroll Securities Fraudsters, Issue Record-Breaking Awards

The SEC Whistleblower Program continued its remarkable run of success in fiscal year 2018. As detailed in its 2018 Annual Report to Congress, the SEC Whistleblower Program has been extraordinarily ... read more

SEC boasts record-breaking year for enforcement actions

The SEC also set a record for whistleblower rewards in ... The money awarded in the fiscal year is more than the agency gave out in total through the whistleblower program in previous years. ... read more

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SEC's whistleblower program is a game changer

But, first, let's look a bit closer at the four-year track record of the program. Our whistleblower office was fully operational by mid-2011. In fiscal year 2014, the SEC received over 3,600 tips ... read more

Breaking Down The Whistleblower Defense Dilemma

The SEC’s recently released Annual Report on the Dodd-Frank Whistleblower Program revealed that the program generated 3,001 whistleblower tips and 3,050 hotline phone calls in fiscal year 2012 ... ... read more

U.S. SEC reports rise in whistleblower tips in fiscal 2014

The SEC announced the increase in its Nov. 17 annual report, which tracks the success of the whistleblower program and how much it pays out each year in awards. Fiscal 2014, which ended Sept. 30, ... read more

Federal Securities Litigation and Regulation: A Periodic Review and Predictions for the Remainder of 2019

While the past year, or even eighteen months ... the “core objective” of Dodd-Frank’s robust whistleblower program is “to motivate people who know of securities law violations to tell the SEC.” 169 ... read more

Gamecocks' baseball season ends with worst record since 1996

The Gamecocks did avoid the program’s first losing season since 1996 (they finished 28-28), they did avoid breaking the SEC’s longest ... His six-year contract ($600,000 annually) hasn’t been touched ... read more

Record SEC award expected for JPMorgan whistleblowers

The SEC is expected to present the largest whistleblower award in its history ... JPMorgan did retaliate against Burris, another regulator found earlier this year. Because the DoL's Occupational ... read more

SEC hands out $30 million in largest-ever whistleblower award

“This record-breaking ... of the program. Monday’s announcement also marks the ninth whistleblower award handed out so far this year. In June, the SEC said it would give two anonymous tipsters a total ... read more

Lawyers Weigh In On SEC's Record Whistleblower Award

Allison O’Neil, Edwards Wildman Palmer LLP “This record-breaking award ... as recently as a year ago, wondered whether the SEC’s Dodd-Frank whistleblower awards program would offer major incentives, ... read more

An Anonymous Tipster Is Getting Over $30 Million From The SEC For Blowing The Whistle

The Securities and Exchange Commission said on Monday that the whistleblower provided crucial information that helped investigators uncover a "difficult to detect" ongoing fraud. "This record-breaking ... read more

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