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Three Merrill Lynch Insiders Get $83 Million In SEC Whistleblower Awards - Latest News


U.S. SEC awards Merrill Lynch whistleblowers a record $83 million

WASHINGTON (Reuters) - The U.S. Securities and Exchange Commission has awarded a record $83 million to three ... Corp’s Merrill Lynch brokerage unit, the whistleblowers' attorney said on Monday. The S... read more

Merrill Lynch whistleblowers get $83 million

A $415 million settlement from Merrill Lynch over billions in misused customer funds is the source of the largest-ever whistleblower award against a Wall Street company. Three people are sharing $83 . ... read more

The Morning Risk Report: In CEO Pay, You May Not Get What You Pay For

Smith & Wesson Holding agreed to pay $2 million to resolve a Securities and Exchange Commission investigation into allegations of foreign bribery by the gun-maker. The SEC ... and Merrill Lynch & Co., ... read more

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BLACKROCK INC. – 10-Q – Management’s Discussion and Analysis of Financial Condition and Results of Operations

Three Months Ended March 31, (Dollar amounts in millions) 2012 2011 Operating income, GAAP basis $ 815 $ 798 Non-GAAP expense adjustments: PNC LTIP funding obligation 5 14 Merrill Lynch compensation . ... read more


Blucora, Inc. (BCOR)

Before we get to the detail of the Proxy ... the former Head of Americas Region and Global Bank Group, Private Client for Merrill Lynch; Georganne Proctor, the former Chief Financial Officer of TIAA-C... read more

Stories for February 2009

Merrill Lynch secretly accelerated bonus payments last year and gave at least $1 million to each of nearly 700 employees, even as the brokerage was amassing billions of dollars of losses, New York Att... read more

JPMorgan’s Energy Play Meets FERC-enstein: What It Says about Enforcement

We have new whistleblower protections and incentives to reveal wrongdoers and a healthy caseload of new enforcement cases at both the SEC and CFTC, including high-profile insider and market ... financ... read more

Markets Settle In After Big Down Day; Fed Meeting, Powell Press Conference Ahead

At least it did for three Merrill Lynch insiders who received a record $83 ... the Whistleblower, said in a statement Monday. Since it started giving monetary awards to whistleblowers in 2012, the SEC ... read more

TopBuild Reports Strong Fourth Quarter and Full Year 2017 Results

The six acquisitions completed in 2017 contributed $74.6 million of revenue. Incremental EBITDA related to these acquisitions was 13.3%. In 2017, the Company completed six acquisitions that are expect... read more

U.S. SEC awards Merrill Lynch whistleblowers a record $83 million

WASHINGTON (Reuters) - The U.S. Securities and Exchange Commission has awarded a record $83 million to three ... s Merrill Lynch brokerage unit, the whistleblowers' attorney said on Monday. Th... read more



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