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SEC Whistleblower Rules To Maximize An Award - Latest News

SEC Proposes Whistleblower Rule Amendments

Washington DC--(Newsfile Corp. - June 28, 2018) - The Securities and ... are designed to help increase the Commission’s efficiency in processing whistleblower award applications. Proposed new subparag... read more

SEC awards $30 million to whistleblower

Related: Holder wants to pay whistleblowers more It came a few days after U.S. Attorney General Eric Holder said he would ask Congress to change a federal law to increase whistleblower awards. The SEC ... read more

SEC's whistleblower program is a game changer

Whistleblowers and awards ... SEC's whistleblower program and bringing retaliation cases will continue to be a high priority for us. In addition to protecting whistleblowers from retaliation once they ... read more

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SEC awards $22 million to Monsanto whistleblower

That made Monsanto’s profits look higher than they really were, the SEC said in February. The SEC announced the amount of the whistleblower’s award in a press release ... but the company said securiti... read more

The Rules around Whistleblowing Are Changing. Are You Prepared?

For example: There may be an increase in reports directly ... to propose amendments to its whistleblower rules by expanding the types of resolutions covered by the program, giving the SEC discretion i... read more

SEC set to hand out up to $452M to whistleblowers

whose firm advises clients about the new whistleblower rule. “Once the first award is publicized, tips to the SEC from disgruntled employees are almost certain to increase substantially.” The SEC’s Of... read more

SEC gives biggest-ever whistleblower award for BofA settlement

The SEC awarded $83M to three whistleblowers who aided in the $415M settlement with Bank of America (BAC-0.8%). “These courageous executives are a shining example for other people on Wall Street with ... read more

The Morning Risk Report: SEC May Limit Biggest Whistleblower Awards

Current rules require that the SEC pay out 10% to 30% to a whistleblower if the tipster’s information is original and leads to a penalty of more than $1 million. The proposal would give the SEC discre... read more

Whistleblower awarded $14 million - SEC's largest ever

The Securities and Exchange Commission is paying out its largest whistleblower ... said "awards can range from 10 percent to 30 percent of the money collected in a case" - suggesting the case could ha... read more

2nd Circuit to define ‘original information’ for SEC whistleblowers

They claim that Congress laid out a test for original information in the statutory language of Dodd-Frank, but that when the SEC wrote rules governing whistleblower awards, it added a time limitation ... read more

Seen enough? Here’s how to get the SEC’s attention

The whistleblower said, “I didn’t do this to get paid; I’m not all that interested in it.” I [strongly encouraged him to accept the award] and he did ... let you know [if you call the SEC]. TC: Is the... read more

The SEC’s Whistleblower Program: The Successful Early Years

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