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Investors Overlooked In New Securities Regulatory System - Latest News


Oncor To Acquire InfraREIT; Sempra Energy To Acquire 50% Stake In Sharyland Utilities

"As growth continues across Texas and new ... Securities and Exchange Commission (SEC). These reports are available through the EDGAR system free-of-charge on the SEC's website, www.sec.gov ... read more

A step towards UK crypto-asset regulation? Treasury Committee Report finds current status “clearly not sustainable”

The report expresses serious concerns about the risks of consumer harm and financial crime and calls for regulation ... s perimeter… and bring investor protections into line with those in the United S... read more

One Key Point Goes Overlooked Following Roubini's Contentious Senate Testimony

In a rancorous U.S. Senate hearing last week on crypto regulation ... Securities and Exchange Commission (SEC), and Commodity Futures Trading Commission (CFTC), and Federal Trade Commission (FTC) all ... read more

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Getting to a Fully Operational Token Platform

The article also provides a high-level outline of important regulatory considerations that are frequently raised by token offerings and token-related platforms but that are often overlooked ... Securi... read more


Cerus to Provide Update to Development Programs and Outline Growth Strategy at 2018 Institutional Investor Meeting

--(BUSINESS WIRE)--Oct 16, 2018--Cerus Corporation (Nasdaq: CERS) is presenting its strategic roadmap and outlining its multi-year growth strategy at the 2018 Cerus Institutional Investor ... other re... read more

Investor panel to voice concerns of retail investors — but will anyone listen?

Elevating the concerns of smaller retail investors and others overlooked by the markets is the goal ... provide guidance to the SEC on investor protection, including the regulation of securities produ... read more

Cellcube Battery Storage Featured in an Independent Report on The Surge in Vanadium Redox Flow Batteries

It also looks at the costs associated with integrating VRFBs into an energy system, as well as the costs associated ... Except as required by the securities disclosure laws and regulations applicable ... read more

Madoff scheme may hurt investor protection fund

The industry-financed fund that protects investors from securities fraud will be stretched badly ... said, “Clearly our regulatory system has failed miserably, and we must rebuild it now.” Mr. Kanjors... read more

Errant Trades Reveal a Risk Few Expected

The trading firm Knight Capital recently rushed to develop a computer program so it could take advantage of a new Wall ... to the system are occurring in ways that people never anticipated,” said Henr... read more

Harbor Raises $28M to Reengineer Private Securities for Blockchains

The strategic funding round was led by Founders Fund with participation from new investors ... securities regulations, know your customer (KYC) policies, anti-money laundering (AML) requirements, tax ... read more

Crowdfunding to take a leap by seeking investors

And critics warn that investment crowdfunding is ripe for fraud. The Securities and Exchange ... the law eased the SEC's regulatory reach by giving the startups an exemption from filing rules. The rat... read more



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