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Investors Overlooked In New Securities Regulatory System - Latest News

Supreme Court ducks decision on whether president has the power to fire any top federal official

Instead, by a 7-2 vote, the court ruled administrative law judges who hear stock fraud cases at the Securities and Exchange ... SEC will give a new trial and a different judge to an investment advisor who was charged, tried and fined for deceiving ... read more

What The New Real Estate Sector Means For Investors

Mortgage REITs (companies that invest in mortgage-backed securities) will continue to be classified under the financials sector. The effect of this new sector is likely ... Higher visibility Investors may have overlooked REITs when they were categorized ... read more

New system for monitoring foreign investment limits in listed firms

The Reserve Bank, in consultation with Securities ... regulations made thereunder, the RBI said. The objective is to enable listed Indian companies to ensure compliance with the various foreign investment limits. Upon implementation of the new monitoring ... read more

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Senate Approves New Curbs On Rating Agencies, Though One Provision Overlooked

Public employee pension funds, like the California Public Employees' Retirement System, the largest in the country, support the removal of the exemption. So does the Council of Institutional Investors ... agencies will rate new securities. read more


Siebert Financial Corp. Set to Join the Russell 3000® Index

NEW ... system failures; the level of spending by the Company on advertising and promotion; trading errors and the possibility of losses from customer non-payment of amounts due; other increases in expenses and changes in net capital or other regulatory ... read more

Madoff scheme may hurt investor protection fund

The industry-financed fund that protects investors from securities fraud will be stretched badly ... said, “Clearly our regulatory system has failed miserably, and we must rebuild it now.” Mr. Kanjorski and President-elect Barack Obama have cited ... read more

BT's Fundamental Value Is Overlooked

Ofcom has also created other regulatory ... at lower prices. New programs are few and far between. We expect the public sector will continue to struggle for a couple of more years. On the corporate side, more-profitable legacy system projects are ending ... read more

Crowdfunding to take a leap by seeking investors

And critics warn that investment crowdfunding is ripe for fraud. The Securities and Exchange ... the law eased the SEC's regulatory reach by giving the startups an exemption from filing rules. The rationale was that new businesses in a hurry to raise ... read more

Value Investors: This Overlooked Investment Idea Is Too Good And True

Corridor Resources is an overlooked ... New Brunswick. 2) Petrolia owns 4 million acres in Quebec BUT this is uncharted land, as quoted below: Since the Company is still at the exploration stage for all its oil and gas properties, including the investment ... read more

E-Mails Imply JPMorgan Knew Some Mortgage Deals Were Bad

Dexia’s lawsuit is part of a broad assault on Wall Street for its role in the 2008 financial crisis, as prosecutors, regulators and private investors take aim at mortgage-related securities. New York ... other firms sometimes overlooked the warnings. read more

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