Financial watchdog sets deadline for compliance with new EU securities rules, despite huge predicted costs | RSS News Feed

Financial watchdog sets deadline for compliance with new EU securities rules, despite huge predicted costs - Latest News

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Financial watchdog sets deadline for compliance with new EU securities rules, despite huge predicted costs

The Financial Conduct Authority (FCA) has set a deadline for firms to submit applications authorising them under new European Union (EU) securities rules. Despite being due to leave the EU in 2019, the FCA has allowed firms until 3 July this year to apply ... read more

5 Big Headaches For Financial Firms Ahead Of MiFID II

Bank compliance staff and ... changes since the the 2008 financial crisis, are coping with stimulus overload as EU regulators set serial deadlines and tweak previously announced changes to trading rules. In addition, new calls from the Basel Committee ... read more

2013 Mutual Funds and Investment Management Conference

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