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FCA updates website for implementation of MiFID II

The FCA has published several updates to its website in light of MiFID II coming into force on 3 January 2018. These include: FCA publishes response to ESMA's statement on temporary measures where LEIs are not available from clients and non-EU issuers The ... read more

Hedge funds’ MiFID defection highlights limit of EU revamp

The UK Financial Conduct Authority approved the change ... information about the number of orders placed with and fees paid to brokers. When the FCA proposed to “gold-plate” MiFID II by including alternative funds in the reporting rules in a bid ... read more

UK spread better shares sink after EU watchdog proposes market curbs

(http://bit.ly/2yFVEn9) Moves to restrict binary options and CFD markets would represent ESMA's first use of new product intervention powers that come into force on Jan. 3 under new EU rules known as MiFID II ... "We expect the FCA to announce the ... read more

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Advisers urged to take action on data management ahead of GDPR

The Group added that simply leaving all client data on file "may seem like the easiest solution but this ... representing around 2,000 UK advice firms. The aim is to get to a common interpretation of the impact of the GDPR regulation on financial service ... read more

Vanguard Tax-Exempt Bond ETF (VTEB)

Vanguard files for new REIT II Index Fund In a separate filing, Vanguard submitted a registration statement ... or if the person making the offer or solicitation is not qualified to do so. Broker-dealers, advisors and other intermediaries must determine ... read more

Shire to Combine with Baxalta, Creating the Global Leader in Rare Diseases

Combination creates leading global biotechnology company projected to deliver double-digit top-line growth with over $20 billion in annual revenues by 2020 No. 1 platform in rare diseases expected to generate 65% of total annual revenues Multiple, durable ... read more

Heritage Oil Plc: Sanction of Scheme

Suspension of trading of admission and cancellation to trading of Heritage Shares The listing of Heritage Shares on the premium listing segment of the Official List of the UK Listing Authority and trading in Heritage Shares on the main market for listed ... read more

VALIDUS HOLDINGS LTD – 10-K/A – Management’s Discussion and Analysis of Financial Condition and Results of Operations

A new Financial Conduct Authority ("FCA") will have a strong mandate for • the integration of businesses we may acquire or new business ventures, including overseas offices, we may start and the risk associated with implementing our business strategies ... read more

Weekend paper roundup: A summary of money stories for advisers

has been set up and companies interested in becoming Olympic Games contractors are being urged to register here * An extension to a scheme offering tax breaks for environmentally friendly investments has been criticised for excluding some of the UK’s ... read more

Shire to Combine with Baxalta, Creating the Global Leader in Rare Diseases

Combination creates leading global biotechnology company projected to deliver double-digit top-line growth with over $20 billion in annual revenues by 2020 The value of the offer, as of Shire's January 8, 2016 closing ADS price, represents a premium of ... read more


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