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Euronext Approved For MiFID II Reporting

Euronext today announced its approval by the French regulator, Autorité des Marchés Financiers (AMF), to provide Approved Publication Arrangement (APA) and Approved Reporting Mechanism (ARM) services to Investment Firms ... AFM, FCA, FSMA, CMVM and ... read more

Euronext approved to provide APA and ARM services

Euronext has announced its approval by the French regulator, Autorité des Marchés Financiers (AMF), to provide Approved Publication Arrangement (APA) and Approved Reporting Mechanism (ARM) services to Investment Firms in ... AFM, FCA, FSMA, CMVM and ... read more

Financial Regulatory Developments Focus - December 2017 #2

JD Supra provides users with access to its legal industry publishing services (the "Service") through its website (the "Website") as well as through other sources. Our policies with regard to data collection and use of personal information of users of the ... read more

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The Financial Report, Vol. 6, No. 22 - News from Europe

(11/15/2017) ESMA registers NEX Abide Trade Repository AB ... Standards on supervisory reporting. (11/15/2017) FCA announces newest regulatory sandbox participants. The UK Financial Conduct Authority announced the firms it has selected to participate ... read more

FCA to review competition among investment banks

The financial regulator has raised questions about whether investment banks are offering good value for money to corporate clients. The Financial Conduct Authority said ... The watchdog could later examine trade clearing services, asset management and ... read more

British Regulator to Examine Competition in Investment Banking

LONDON — The Financial Conduct Authority of ... for new entrants or smaller firms to challenge existing players. The authority released a summary of its findings this month. “The U.K. is a global hub for investment banking, and this sector plays ... read more

Tuesday newspaper round-up: Trump tax warning, oil pipeline, Comcast, wages

Reforms to the corporate governance code proposed by the Financial Reporting Council ... insurers and investment firms have been hit with a tenfold increase in fines by the City watchdog. The Financial Conduct Authority has doled out £229.4million of ... read more

Is Wilbur Ross still President Trump’s ‘go-to guy’?

In addition, the International Consortium of Investigative Journalists, a nonprofit reporting group backed by a dozen ... He had retained an investment in a shipping firm called Navigator Holdings. That company did business with a Russian energy firm ... read more

FCA fines Merrill Lynch £34.5m for reporting failure

Bank of America Merrill Lynch was fined in 2006 for reporting failures Reuters Britain’s financial watchdog has fined Bank of America’s Merrill Lynch investment ... (EMIR), the FCA said. “It is vital that reporting firms ensure their transaction ... read more


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