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UPDATE 1-Germany could re-examine foreign investment threshold - senior official

Berlin tightened controls on foreign investments last year after a series of high-profile takeovers in Germany by Chinese firms, by extending a 25 percent ... They also come amid concerns over protectionism and a trade war after U.S. President Donald ... read more

Exclusive: Unregulated British firm draws Asian investors

Offering investment ... firm on Jan. 23 because it had never filed accounts. If a company is struck off, it cannot continue to trade legally and its assets pass to the state. UK-registered companies must by law be authorized and regulated by the FCA ... read more

MiFID II Best Execution: A 10-point 'to-do' list for the next 12 months

Investment firms must ... under the new FCA inducements rules. 7. Reviewing cases where price or liquidity were not factors – RTS 28’s qualitative reporting also demands disclosure of the criteria used to execute a client trade if other factors took ... read more

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British Regulator to Examine Competition in Investment Banking

LONDON — The Financial Conduct Authority of ... for new entrants or smaller firms to challenge existing players. The authority released a summary of its findings this month. “The U.K. is a global hub for investment banking, and this sector plays ... read more

FCA to review competition among investment banks

The financial regulator has raised questions about whether investment banks are offering good value for money to corporate clients. The Financial Conduct Authority said ... The watchdog could later examine trade clearing services, asset management and ... read more

FCA worries about ISA investors piling into P2P

The availability of P2P investment ... payments or if a firm operating a loan-based crowdfunding platform fails, but can claim if they have received regulated advice. The FCA said that in its current FSCS funding review it will examine whether ... read more

FCA publishes policy statement on client money and unbreakable deposits

The FCA requests responses to the consultation by 22 April 2018 and intends to publish a Policy Statement making final rules in summer 2018. A Dear CEO letter on Contracts for Difference; A summary of key changes for retail investment advisory firms ... read more

FCA fines Merrill Lynch £34.5m for reporting failure

Bank of America Merrill Lynch was fined in 2006 for reporting failures Reuters Britain’s financial watchdog has fined Bank of America’s Merrill Lynch investment ... (EMIR), the FCA said. “It is vital that reporting firms ensure their transaction ... read more

Euronext N : Approval for Euronext APA ARM Services for MiFID II Publication and Reporting

and Approved Reporting Mechanism (ARM) services to Investment Firms in Europe, from the introduction of MiFID IIon 3rd January 2018. In July 2017, Euronext announced the enhancement of its Trade Publication and Transactions Reporting Services to meet the ... read more

China's Great Wall confirms interest in Fiat Chrysler

FCA ... investment firm GSR Capital. That deal, which includes a battery plant in Tennessee, will be voluntarily submitted for CFIUS approval, according to a person familiar with the matter. President Donald Trump has sharply criticized Chinese trade ... read more

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