FCA to examine investment firms' trade reporting | RSS News Feed

FCA to examine investment firms' trade reporting - Latest News

RSS Feed for this news: FCA to examine investment firms' trade reporting

Bloomberg gets FCA authorisation to operate a MiFID II ARM

Bloomberg Data Reporting ... (FCA) for its Approved Reporting Mechanism (ARM). Under MiFID II, investment firms will be required to submit transaction reports containing up to 65 data fields including LEIs (legal entity identifiers), personal and trade ... read more

More Than Half the EU Is Still Racing to Comply With MiFID Rules

More than half of the European Union’s 28 countries are still scrambling to put MiFID II financial-market rules on their books, adding to industry confusion as firms ... under post-trade transparency rules. In the U.K., the Financial Conduct Authority ... read more

The FCA’s Asset Management Study | an overview of the final report and what this now means for your business

On 28 June 2017, the FCA ... firms doing non-MiFID business. In other words, it is not proposing to extend the MiFID II rules to AIFMs at present; nor is it proposing to impose a standardised reporting format. The FCA will launch a market study into ... read more

Looking for another news?

Special Report: Backroom battle imperils $230 million cryptocurrency venture

Blockchain applications are being tested by financial services firms ... is to examine the reasonable expectations of participants in the ICO. Some participants in the Tezos fundraiser told Reuters they viewed the coins at least partly as an investment. read more

The Daily 202: Ex-CIA officers running for Congress as Democrats

After retiring as a captain, the West Point grad started a successful cybersecurity firm. “The thing being an intelligence ... “Over the course of the campaign, media reporting surrounding the intelligence community often drove voter interest in ... read more

Kinder Morgan Q3 2017 Earnings Conference Call Transcript (KMI)

Before making any investment decisions, we strongly encourage you to read ... I understand some of the stuff around the BCEAO. But for the FCA, I mean, if you -- once you get this ruling, is that it? What else -- what other challenges can be sort of ... read more

6 Financial To-Dos After Saying "I Do"

Meanwhile, you'll also want to carefully examine healthcare ... as well as trade reporting and other industry utilities. FINRA also administers a dispute resolution forum for investors and brokerage firms and their registered employees. read more

Kinder Morgan's (KMI) CEO Steve Kean on Q3 2017 Results - Earnings Call Transcript

Before making any investment decisions, we strongly encourage you to read ... but we’re not at this point attaching any schedule impacts as it relates to the FCA preceedings. I can talk to you about what each of those are, for example on thermals it ... read more

LPC: JDA, Surgery Partners add flexibility for future without Libor

The US$938bn US leveraged loan market is seeking to build in flexibility following comments in July by Andrew Bailey, chief executive officer of the UK’s Financial Conduct Authority ... market standard by the US loan trade group, the Loan Syndications ... read more

Real talk on taxes

THIS MORNING ON POLITICO PRO FINANCIAL SERVICES — Patrick Temple-West on the 22 bills passed by the House Financial Services Committee Thursday, ranging from easing bank regulations to scrapping a conflict-of-interest rule for investment advisers. read more

FeedsRSS Created by. Full RSS Feed | Privacy Policy | Contact Us