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BRIEF-UK Financial Conduct Authority Publishes Business Plan - Latest News


BRIEF-UK Financial Conduct Authority publishes business plan

* THE FINANCIAL CONDUCT AUTHORITY (FCA) HAS TODAY PUBLISHED ITS BUSINESS PLAN FOR 2018/19 WHICH SETS OUT THE KEY PRIORITIES FOR THE COMING YEAR. * FCA SAYS RECOGNISES THAT THIS YEAR WE NEED TO DEDICAT... read more

Funding Circle plans to raise £300m in London IPO

The company is going public just as regulatory storm clouds gather over its industry. The UK’s Financial Conduct Authority has outlined ... the bank’s Alcentra asset management business. Existing inve... read more

CORRECTION: no 40/18 Amendments to Nasdaq Commodities Trading and Clearing Rules

Through its diverse portfolio of solutions, Nasdaq enables customers to plan, optimize and execute their business ... Financial Supervisory Authority in Sweden as well as authorized to conduct ... read more

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Prudential, Aviva reach first longevity reinsurance agreement as U.K. pension de-risking market surges

Story Continues Prudential Retirement delivers retirement plan solutions for public ... the U.K. Prudential Regulation Authority as an insurer or regulated by the Financial Conduct Authority, nor does ... read more


UK watchdog reviews cryptocurrencies, Brexit stretches resources

The Financial Conduct Authority (FCA) said in its business plan for the coming financial year ... outlining our policy thinking on cryptocurrencies,” the FCA said in the plan published on Monday. Regu... read more

2017-2018 IIROC Annual Report Details Progress on Strategic Plan, Enforcement Tools and Regulatory Activities

TORONTO, Aug. 29, 2018 /CNW/ - The Investment Industry Regulatory Organization of Canada (IIROC) today released its Annual Report for 2017-18, highlighting the national public interest ... the profici... read more

Saudi Aramco's Backup IPO Plan Runs Through China

Prime Minister Theresa May and then-LSE chief Xavier Rolet traveled to Riyadh and lobbied Aramco's chairman for the business in April. Over the summer, the Financial Conduct Authority proposed ... gro... read more

Aston Martin plans to go public as turnaround picks up speed

The initial public offering (IPO), which follows Italian rival ... It said it had filed a registration document with Britain's Financial Conduct Authority, a requirement for firms considering an IPO, ... read more

Conduct risk: an overview

The SEC, in common with the UK’s Financial Conduct Authority (FCA) and the Australian Securities and Investments Commission (ASIC) has put public ... business and used to produce a snapshot of where t... read more

Britain can't afford to close door to EU banks after Brexit

The White Paper was not to be read as limiting market access coming into the UK,” said a senior financial sector official, referring to the government’s Brexit plan published last ... of Britain’s Fin... read more



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