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BRIEF-UK Financial Conduct Authority publishes business plan

* THE FINANCIAL CONDUCT AUTHORITY (FCA) HAS TODAY PUBLISHED ITS BUSINESS PLAN FOR 2018/19 WHICH SETS OUT THE KEY PRIORITIES FOR THE COMING YEAR. * FCA SAYS RECOGNISES THAT THIS YEAR WE NEED TO DEDICATE A SIGNIFICANT AMOUNT OF RESOURCE TO WITHDRAWAL FROM ... read more

Financial Conduct Authority 2018/19 business plan focuses on Brexit

The Financial Conduct Authority (FCA) has published its Business Plan for 2018/19, setting out its key priorities for the coming year. Priorities in this year’s Business Plan reflect FCA resources needed to prepare for withdrawal from the European Union ... read more

FCA and PRA Publish 2018/19 Business Plans

On April 9, the UK Financial Conduct Authority (FCA) published its business plan for 2018/19. The business plan divides key priorities for the FCA over the coming year into three main areas: (1) the United Kingdom’s withdrawal from the European Union ... read more

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FCA unveils 2018/19 Business Plan

The Financial Conduct Authority (FCA) has today published its Business Plan for 2018/19 which sets out the key priorities for the coming year. The priorities in this year’s Business Plan reflect the high level of resource the FCA needs to dedicate to ... read more

A Rundown of the FCA’s 2018 - 2019 Business Plan

The UK’s Financial Conduct Authority ... (SM&CR): The Business Plan announced that the FCA will confirm the SM&CR rules for asset management firms in due course. A policy statement and new rules – a code of conduct – will be published in the summer ... read more

British financial regulator urges EU Brexit coordination

The Financial Conduct Authority (FCA) has said financial firms should ... Separately, the Bank of England published its new business plan and Deputy Governor Sam Woods said Brexit will present new challenges. “The foundation of our approach remains ... read more

Current and Former Employees at Business Oregon Want Gov. Kate Brown to Fix the Agency’s “Bro Club” Culture

And it runs the governor's strategic reserve fund, which offers discretionary financial support ... she had not been informed Business Oregon will conduct an investigation. In the past, Sullivan has regularly represented public employees, but she says ... read more

SEC Proposes Its Best-Interest Rule

The SEC proposed a rule Wednesday that could wind up replacing the Department of Labor’s fiduciary rule for brokers and financial advisors. From The Wall Street Journal: The SEC’s plan to require ... contests that brokers conduct to juice sales of ... read more

Cabot IPO delayed as Provident Financial ex-CEO quits board

LONDON (Reuters) - Cabot Credit Management’s planned 1 billion pound ($1.3 billion) initial public offering has been delayed by the resignation from its board of the former boss of Provident Financial ... that the Financial Conduct Authority was ... read more

BRIEF-UK Financial Conduct Authority publishes business plan

* THE FINANCIAL CONDUCT AUTHORITY (FCA) HAS TODAY PUBLISHED ITS BUSINESS PLAN FOR 2018/19 WHICH SETS OUT THE KEY PRIORITIES FOR THE COMING YEAR. * FCA SAYS RECOGNISES THAT THIS YEAR WE NEED TO DEDICATE A SIGNIFICANT AMOUNT OF RESOURCE TO WITHDRAWAL FROM ... read more


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